Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126

13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited

Page 3 of 7 · 122 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
41	AMSC	AMERICAN SUPERCONDUCTOR CORP	Industrials	10,293	$611K	0.02%	SOLD
42	FTXN	FIRST TR EXCHANGE TRADED FD	—	21,301	$606K	0.02%	SOLD
43	FCG	FIRST TR EXCHANGE-TRADED FD	—	25,344	$595K	0.02%	SOLD
44	—	AMER SPORTS INC	—	17,060	$593K	0.02%	SOLD
45	HNGE	HINGE HEALTH INC	Healthcare	11,855	$582K	0.02%	SOLD
46	CVSA	ADTALEM GLOBAL ED INC	Consumer Cyclical	3,762	$581K	0.02%	SOLD
47	EXPE	EXPEDIA GROUP INC	Consumer Cyclical	2,591	$554K	0.02%	SOLD
48	DXPE	DXP ENTERPRISES INC	Industrials	4,483	$534K	0.01%	SOLD
49	GWRE	GUIDEWIRE SOFTWARE INC	Technology	2,151	$494K	0.01%	SOLD
50	USFD	US FOODS HLDG CORP	Consumer Defensive	6,422	$492K	0.01%	SOLD
51	FDT	FIRST TR EXCH TRD ALPHDX FD	—	6,426	$484K	0.01%	SOLD
52	FMF	FIRST TR EXCHANGE-TRADED FD	—	9,666	$471K	0.01%	SOLD
53	FUMB	FIRST TR EXCH TRADED FD III	—	23,352	$469K	0.01%	SOLD
54	OPRX	OPTIMIZERX CORP	Healthcare	22,298	$457K	0.01%	SOLD
55	—	ISHARES TR	—	19,439	$451K	0.01%	SOLD
56	TTAN	SERVICETITAN INC	Technology	4,434	$447K	0.01%	SOLD
57	TTE	TOTALENERGIES SE	Energy	7,306	$437K	0.01%	SOLD
58	BE	BLOOM ENERGY CORP	Industrials	5,025	$425K	0.01%	SOLD
59	—	INNOVATOR ETFS TRUST	—	14,100	$408K	0.01%	SOLD
60	TTD	THE TRADE DESK INC	Technology	8,214	$403K	0.01%	SOLD

Page 3 of 7 · 122 positions

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Sector Allocation

Technology 34.6%

Financial Services 21.5%

Consumer Cyclical 9.5%

Healthcare 7.8%

Industrials 7.5%

Communication Services 5.1%

Consumer Defensive 4.6%

Energy 3.1%

Utilities 3.0%

Basic Materials 1.7%