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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 26 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 SCHW SCHWAB CHARLES CORP Financial Services 11,207.0 $1.1M 0.03% NEW $95.47 -3.8%
502 DAL DELTA AIR LINES INC DEL Industrials 18,696.0 $1.1M 0.03% NEW $56.75 +19.4%
503 KGC KINROSS GOLD CORP Basic Materials 42,573.0 $1.1M 0.03% NEW $24.85 +10.4%
504 EPD ENTERPRISE PRODS PARTNERS L Energy 33,820.0 $1.1M 0.03% NEW $31.27 +27.3%
505 IBHI ISHARES TR 44,317.0 $1.1M 0.03% NEW $23.85 -1.9%
506 SPOT SPOTIFY TECHNOLOGY S A Communication Services 1,513.0 $1.1M 0.03% NEW $698.16 -36.7%
507 CB CHUBB LIMITED Financial Services 3,734.0 $1.1M 0.03% NEW $282.23 +16.4%
508 ALL ALLSTATE CORP Financial Services 4,907.0 $1.1M 0.03% NEW $214.67 +3.4%
509 BBHY J P MORGAN EXCHANGE TRADED F 22,372.0 $1.1M 0.03% NEW $47.00 -2.2%
510 DHR DANAHER CORPORATION Healthcare 5,288.0 $1.0M 0.03% NEW $198.27 -15.7%
511 BNOV INNOVATOR ETFS TRUST 24,019.0 $1.0M 0.03% NEW $43.50 +8.6%
512 CAH CARDINAL HEALTH INC Healthcare 6,651.0 $1.0M 0.03% NEW $156.96 +26.9%
513 ESS ESSEX PPTY TR INC Real Estate 3,900.0 $1.0M 0.03% NEW $267.64 +1.9%
514 NVDL GRANITESHARES ETF TR 11,100.0 $1.0M 0.03% NEW $93.62 +23.2%
515 BKLN INVESCO EXCH TRADED FD TR II 49,638.0 $1.0M 0.03% NEW $20.93 -2.1%
516 FDHY FIDELITY COVINGTON TRUST 20,922.0 $1.0M 0.03% NEW $49.30 -0.5%
517 IWY ISHARES TR 3,760.0 $1.0M 0.03% NEW $273.66 +7.1%
518 AOR ISHARES TR 15,937.0 $1.0M 0.03% NEW $64.38 +6.4%
519 CGDG CAPITAL GROUP DIVIDEND GROWE 29,552.0 $1.0M 0.03% NEW $34.70 +8.0%
520 BSCS INVESCO EXCH TRD SLF IDX FD 49,681.0 $1.0M 0.03% NEW $20.57 -1.1%
Page 26 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%