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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 33 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 ICVT ISHARES TR 7,465.0 $747K 0.02% NEW $100.05 +15.5%
642 IDXX IDEXX LABS INC Healthcare 1,167.0 $746K 0.02% NEW $638.89 -14.5%
643 MWA MUELLER WTR PRODS INC Industrials 29,214.0 $746K 0.02% NEW $25.52 -2.0%
644 FISV FISERV INC Technology 5,759.0 $742K 0.02% NEW $128.93 -56.5%
645 AWK AMERICAN WTR WKS CO INC NEW Utilities 5,327.0 $741K 0.02% NEW $139.19 -12.1%
646 SPLV INVESCO EXCH TRADED FD TR II 10,090.0 $741K 0.02% NEW $73.48 +0.1%
647 FLRN SPDR SERIES TRUST 23,962.0 $739K 0.02% NEW $30.86 -0.2%
648 PATHWARD FINANCIAL INC 9,976.0 $738K 0.02% NEW $74.01
649 VOX VANGUARD WORLD FD 3,923.0 $737K 0.02% NEW $187.75 +4.0%
650 JFR NUVEEN FLOATING RATE INCOME Financial Services 89,954.0 $736K 0.02% NEW $8.18 -7.5%
651 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 3,108.0 $734K 0.02% NEW $236.07 +210.6%
652 EXC EXELON CORP Utilities 16,290.0 $733K 0.02% NEW $45.01 -0.9%
653 FDX FEDEX CORP Industrials 3,105.0 $732K 0.02% NEW $235.84 +59.0%
654 DNP DNP SELECT INCOME FD INC Financial Services 73,050.0 $732K 0.02% NEW $10.02 +7.7%
655 YUM YUM BRANDS INC Consumer Cyclical 4,795.0 $729K 0.02% NEW $152.00 +0.1%
656 BKNG BOOKING HOLDINGS INC Consumer Cyclical 135.0 $728K 0.02% NEW $5396.23 -97.1%
657 MLI MUELLER INDS INC Industrials 7,199.0 $728K 0.02% NEW $101.10 +30.4%
658 SPGM SPDR INDEX SHS FDS 9,687.0 $726K 0.02% NEW $74.90 +13.0%
659 XLRE SELECT SECTOR SPDR TR 17,197.0 $724K 0.02% NEW $42.13 +5.5%
660 NSC NORFOLK SOUTHN CORP Industrials 2,410.0 $724K 0.02% NEW $300.40 +5.9%
Page 33 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%