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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 50 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
981 ESGG FLEXSHARES TR 1,753.0 $346K 0.01% NEW $197.42 +13.7%
982 LNT ALLIANT ENERGY CORP Utilities 5,132.0 $346K 0.01% NEW $67.41 +5.2%
983 ARKQ ARK ETF TR 3,097.0 $346K 0.01% NEW $111.56 +17.9%
984 PNC PNC FINL SVCS GROUP INC Financial Services 1,718.0 $345K 0.01% NEW $200.96 +5.9%
985 JCAP JEFFERSON CAPITAL INC Financial Services 20,000.0 $345K 0.01% NEW $17.26 +3.5%
986 DKNG DRAFTKINGS INC NEW Consumer Cyclical 9,170.0 $343K 0.01% NEW $37.40 -33.2%
987 APA APA CORPORATION Energy 13,992.0 $340K 0.01% NEW $24.28 +65.4%
988 WULF TERAWULF INC Financial Services 29,567.0 $338K 0.01% NEW $11.42 +95.4%
989 VOOV VANGUARD ADMIRAL FDS INC 1,689.0 $337K 0.01% NEW $199.47 +8.9%
990 LQDH ISHARES U S ETF TR 3,591.0 $336K 0.01% NEW $93.56 -0.4%
991 VTWO VANGUARD SCOTTSDALE FDS 3,413.0 $334K 0.01% NEW $97.81 +14.0%
992 APIE TRUST FOR PROFESSIONAL MANAG 9,372.0 $333K 0.01% NEW $35.49 +5.5%
993 VGIT VANGUARD SCOTTSDALE FDS 5,531.0 $332K 0.01% NEW $60.02 -2.3%
994 TIPX SPDR SERIES TRUST 17,170.0 $331K 0.01% NEW $19.29 -0.7%
995 CI THE CIGNA GROUP Healthcare 1,145.0 $330K 0.01% NEW $288.16 -0.5%
996 SJM SMUCKER J M CO Consumer Defensive 3,037.0 $330K 0.01% NEW $108.62 -7.4%
997 VBK VANGUARD INDEX FDS 1,107.0 $329K 0.01% NEW $297.54 +12.4%
998 SILJ AMPLIFY ETF TR 14,226.0 $328K 0.01% NEW $23.09 +28.1%
999 TRFK PACER FDS TR 4,904.0 $328K 0.01% NEW $66.92 +34.2%
1000 RDVI FIRST TR EXCHANGE-TRADED FD 12,680.0 $328K 0.01% NEW $25.85 +4.8%
Page 50 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%