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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 11 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 HIMS HIMS & HERS HEALTH INC Healthcare 25,619.0 $832K 0.02% -7K -20.6% $32.47 -31.4%
202 SCHE SCHWAB STRATEGIC TR 25,398.0 $832K 0.02% -238.0 -0.9% $32.75 +7.1%
203 VFH VANGUARD WORLD FD 6,220.0 $830K 0.02% -668.0 -9.7% $133.48 -6.1%
204 D DOMINION ENERGY INC Utilities 14,161.0 $830K 0.02% -2K -12.3% $58.59 +15.3%
205 MP MP MATERIALS CORP Basic Materials 16,364.0 $822K 0.02% -37K -69.3% $50.21 +12.9%
206 SCHW SCHWAB CHARLES CORP Financial Services 8,020.0 $801K 0.02% -3K -28.4% $99.91 -7.5%
207 TER TERADYNE INC Technology 3,802.0 $770K 0.02% -650.0 -14.6% $202.53 +58.5%
208 ROBT FIRST TR EXCHANGE TRADED FD 14,791.0 $767K 0.02% -4K -21.3% $51.86 +2.8%
209 ECPG ENCORE CAP GROUP INC Financial Services 14,109.0 $765K 0.02% -413.0 -2.8% $54.20 +49.0%
210 INNOVATOR ETFS TRUST 26,272.0 $764K 0.02% -4K -13.6% $29.06
211 EFG ISHARES TR 6,696.0 $763K 0.02% -132.0 -1.9% $113.92 +3.6%
212 APD AIR PRODS & CHEMS INC Basic Materials 3,085.0 $762K 0.02% -355.0 -10.3% $247.04 +18.1%
213 ACWX ISHARES TR 11,322.0 $760K 0.02% -181.0 -1.6% $67.13 +9.5%
214 SHEL SHELL PLC Energy 10,230.0 $752K 0.02% -286.0 -2.7% $73.48 +20.6%
215 FNDX SCHWAB STRATEGIC TR 27,388.0 $745K 0.02% -10K -27.0% $27.21 +11.3%
216 HYG ISHARES TR 9,092.0 $733K 0.02% -764.0 -7.8% $80.63 -1.6%
217 SPGM SPDR INDEX SHS FDS 9,538.0 $732K 0.02% -149.0 -1.5% $76.71 +8.9%
218 DLR DIGITAL RLTY TR INC Real Estate 4,721.0 $730K 0.02% -461.0 -8.9% $154.70 +21.8%
219 AEP AMERICAN ELEC PWR CO INC Utilities 6,296.0 $726K 0.02% -1K -18.9% $115.32 +11.8%
220 VCR VANGUARD WORLD FD 1,836.0 $723K 0.02% -266.0 -12.7% $393.91 -3.6%
Page 11 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%