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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 12 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 FIXD FIRST TR EXCHNG TRADED FD VI 16,154.0 $716K 0.02% -19K -54.7% $44.32 -2.5%
222 DDWM WISDOMTREE TR 16,372.0 $713K 0.02% -2K -8.8% $43.54 +5.9%
223 SPHD INVESCO EXCH TRADED FD TR II 14,772.0 $709K 0.02% -753.0 -4.8% $48.00 +3.5%
224 NVS NOVARTIS AG Healthcare 5,097.0 $703K 0.02% -6K -54.4% $137.86 +7.4%
225 MDIV FIRST TR EXCHANGE TRADED FD 44,304.0 $696K 0.02% -5K -10.6% $15.72 +6.1%
226 VCLT VANGUARD SCOTTSDALE FDS 9,168.0 $695K 0.02% -734.0 -7.4% $75.85 -3.0%
227 SMCI SUPER MICRO COMPUTER INC Technology 23,674.0 $691K 0.02% -2K -8.7% $29.21 +6.3%
228 HII HUNTINGTON INGALLS INDS INC Industrials 2,022.0 $687K 0.02% -25.0 -1.2% $339.99 -4.1%
229 IYH ISHARES TR 10,546.0 $687K 0.02% -91.0 -0.9% $65.10 -6.1%
230 SUN SUNOCO LP/SUNOCO FIN CORP Energy 12,972.0 $680K 0.02% -956.0 -6.9% $52.41 +35.8%
231 AWK AMERICAN WTR WKS CO INC NEW Utilities 5,209.0 $680K 0.02% -118.0 -2.2% $130.51 -4.4%
232 BKNG BOOKING HOLDINGS INC Consumer Cyclical 127.0 $680K 0.02% -8.0 -5.9% $5352.29 -97.1%
233 NSC NORFOLK SOUTHN CORP Industrials 2,347.0 $678K 0.02% -63.0 -2.6% $288.73 +9.4%
234 SHV ISHARES TR 6,140.0 $676K 0.02% -375.0 -5.8% $110.16 +0.1%
235 CARR CARRIER GLOBAL CORPORATION Industrials 12,784.0 $675K 0.02% -1K -7.6% $52.84 +22.1%
236 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 9,788.0 $673K 0.02% -715.0 -6.8% $68.80 +22.5%
237 BJUL INNOVATOR ETFS TRUST 13,262.0 $673K 0.02% -332.0 -2.4% $50.76 +5.3%
238 SPOT SPOTIFY TECHNOLOGY S A Communication Services 1,154.0 $670K 0.02% -359.0 -23.7% $580.62 -24.7%
239 GSL GLOBAL SHIP LEASE INC NEW Industrials 18,892.0 $662K 0.02% -258.0 -1.4% $35.04 +16.6%
240 FID FIRST TR EXCHANGE TRADED FD 31,975.0 $657K 0.02% -10K -23.5% $20.55 +7.1%
Page 12 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%