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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 24 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 CLSK CLEANSPARK INC Technology 12,333.0 $125K 0.00% -425.0 -3.3% $10.12 +29.5%
462 PSEC PROSPECT CAP CORP Financial Services 37,925.0 $98K 0.00% -1K -2.8% $2.59 -15.8%
463 BTG B2GOLD CORP Basic Materials 21,000.0 $95K 0.00% -5K -18.3% $4.51 +8.6%
464 MPT MEDICAL PPTYS TRUST INC Financial Services 18,277.0 $91K 0.00% -475.0 -2.5% $5.00 +3.6%
465 NAT NORDIC AMERICAN TANKERS LIMI Industrials 22,759.0 $78K 0.00% -8K -26.0% $3.44 +60.2%
466 BBAI BIGBEAR AI HLDGS INC Technology 12,600.0 $68K 0.00% -4K -21.7% $5.40 -24.4%
467 SB SAFE BULKERS INC Industrials 11,652.0 $56K 0.00% -223.0 -1.9% $4.82 +51.2%
468 STGW STAGWELL INC Communication Services 10,346.0 $51K 0.00% -4K -26.1% $4.89 +25.2%
469 PLUG PLUG POWER INC Industrials 24,683.0 $48K 0.00% -2K -8.2% $1.96 +93.0%
470 HIO WESTERN ASSET HIGH INCOME OP Financial Services 12,704.0 $47K 0.00% -5K -27.9% $3.71 -3.8%
471 RC READY CAPITAL CORP Real Estate 18,461.0 $39K 0.00% -1K -7.3% $2.11 -18.3%
472 BLDP BALLARD PWR SYS INC NEW Industrials 15,093.0 $38K 0.00% -96.0 -0.6% $2.54 +62.6%
473 INTENSITY THERAPEUTICS INC 56,432.0 $23K 0.00% -13K -18.4% $0.41
474 CLOV CLOVER HEALTH INVESTMENTS CO Healthcare 11,124.0 $19K 0.00% -8K -40.6% $1.72 +102.2%
475 CUE BIOPHARMA INC 41,050.0 $13K -12K -23.0% $0.31
476 XRX PUT XEROX HOLDINGS CORP Technology 71,700.0 $4K -600.0 -0.8% $0.06 +3833.0%
Page 24 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%