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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 7 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 KLAC KLA CORP Technology 1,355.0 $1.5M 0.04% -294.0 -17.8% $1108.56 +61.8%
122 COP CONOCOPHILLIPS Energy 15,968.0 $1.5M 0.04% -510.0 -3.1% $93.61 +29.0%
123 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 5,828.0 $1.5M 0.04% -37.0 -0.6% $256.02 -6.8%
124 VEEV VEEVA SYS INC Healthcare 6,640.0 $1.5M 0.04% -1K -13.8% $223.23 -28.6%
125 SOFI SOFI TECHNOLOGIES INC Financial Services 56,807.0 $1.5M 0.04% -6K -9.3% $25.72 -39.6%
126 XONE BONDBLOXX ETF TRUST 29,423.0 $1.5M 0.04% -570.0 -1.9% $49.54 -0.3%
127 KMI KINDER MORGAN INC DEL Energy 52,827.0 $1.5M 0.04% -883.0 -1.6% $27.48 +21.5%
128 TRV TRAVELERS COMPANIES INC Financial Services 4,973.0 $1.4M 0.04% -3K -39.4% $290.04 +4.0%
129 SCHF SCHWAB STRATEGIC TR 58,644.0 $1.4M 0.04% -1K -1.8% $24.04 +11.9%
130 IREN IREN LIMITED Financial Services 37,172.0 $1.4M 0.04% -8K -18.2% $37.77 +37.7%
131 ROK ROCKWELL AUTOMATION INC Industrials 3,602.0 $1.4M 0.04% -49.0 -1.3% $389.06 +13.6%
132 GRPM INVESCO EXCHANGE TRADED FD T 11,558.0 $1.4M 0.04% -561.0 -4.6% $120.03 +3.4%
133 VV VANGUARD INDEX FDS 4,389.0 $1.4M 0.04% -273.0 -5.9% $314.81 +7.9%
134 FPX FIRST TR EXCHANGE-TRADED FD 8,468.0 $1.4M 0.04% -757.0 -8.2% $162.40 +14.4%
135 ACWI ISHARES TR 9,771.0 $1.4M 0.04% -1K -11.5% $139.87 +10.4%
136 UCON FIRST TR EXCHNG TRADED FD VI 54,146.0 $1.4M 0.04% -5K -7.7% $25.17 -1.4%
137 BSCR INVESCO EXCH TRD SLF IDX FD 68,447.0 $1.4M 0.04% -693.0 -1.0% $19.74 -0.7%
138 TT TRANE TECHNOLOGIES PLC Industrials 3,461.0 $1.3M 0.04% -1K -22.7% $389.17 +19.8%
139 FDIS FIDELITY COVINGTON TRUST 13,158.0 $1.3M 0.04% -3K -18.9% $102.16 -2.2%
140 SDY SPDR SERIES TRUST 9,570.0 $1.3M 0.04% -298.0 -3.0% $139.15 +5.4%
Page 7 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%