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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 62 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 BITWISE FUNDS TRUST 10,143.0 $202K 0.01% NEW $19.93
1222 ODFL OLD DOMINION FREIGHT LINE IN Industrials 1,287.0 $202K 0.01% NEW $156.78 +26.8%
1223 AGGH SIMPLIFY EXCHANGE TRADED FUN 9,737.0 $202K 0.01% NEW $20.70 -2.7%
1224 FELC FIDELITY COVINGTON TRUST 5,270.0 $201K 0.01% NEW $38.17 +8.4%
1225 QQA INVESCO ACTIVELY MANAGED EXC 3,786.0 $201K 0.01% NEW $53.02 +6.8%
1226 UNOV INNOVATOR ETFS TRUST 5,275.0 $201K 0.01% NEW $38.06 +4.4%
1227 BUFZ FIRST TR EXCHNG TRADED FD VI 18,811.0 $199K 0.01% +6K +50.5% $10.57 +161.5%
1228 DOC HEALTHPEAK PROPERTIES INC Real Estate 12,222.0 $197K 0.01% -2K -14.0% $16.08 +21.6%
1229 CRPT FIRST TR EXCHNG TRADED FD VI 12,809.0 $192K 0.01% NEW $15.01 +1.5%
1230 DIV GLOBAL X FDS 10,665.0 $185K 0.01% +156.0 +1.5% $17.32 +10.0%
1231 NWL NEWELL BRANDS INC Consumer Defensive 48,100.0 $179K 0.01% +7K +17.4% $3.72 +6.1%
1232 LUNR INTUITIVE MACHINES INC Industrials 10,947.0 $178K 0.01% +886.0 +8.8% $16.23 +125.0%
1233 FLAGSTAR BANK NATIONAL ASSOC 14,056.0 $177K 0.01% -2K -13.9% $12.59
1234 CIM CHIMERA INVT CORP Real Estate 14,189.0 $176K 0.01% -85.0 -0.6% $12.43 +5.3%
1235 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 10,637.0 $163K 0.01% NEW $15.34 -3.6%
1236 LAND GLADSTONE LD CORP Real Estate 17,826.0 $163K 0.01% +1K +7.0% $9.15 +3.2%
1237 AUR AURORA INNOVATION INC Technology 42,378.0 $163K 0.00% -5K -9.8% $3.84 +100.8%
1238 EFR EATON VANCE SR FLTNG RTE TR Financial Services 14,427.0 $161K 0.00% $11.14 -7.0%
1239 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 12,063.0 $160K 0.00% -407.0 -3.3% $13.28 -22.4%
1240 BIOHAVEN LTD 13,613.0 $154K 0.00% +1K +9.2% $11.29
Page 62 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%