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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 63 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 HAFN HAFNIA LTD Industrials 28,800.0 $154K 0.00% +1K +4.3% $5.33 +62.3%
1242 SMR NUSCALE PWR CORP Utilities 10,867.0 $153K 0.00% -7K -38.9% $14.04 -14.1%
1243 F CALL FORD MTR CO Consumer Cyclical 41,000.0 $150K 0.00% $3.65 +296.7%
1244 BEAT HEARTBEAM INC Healthcare 61,650.0 $148K 0.00% +19K +45.4% $2.40 -59.8%
1245 UNG UNITED STS NAT GAS FD LP Financial Services 11,926.0 $146K 0.00% NEW $12.26 -9.0%
1246 PETROLEO BRASILEIRO SA PETRO 12,800.0 $144K 0.00% -2K -12.9% $11.27
1247 RQI COHEN & STEERS QUALITY INCOM Financial Services 12,041.0 $138K 0.00% -771.0 -6.0% $11.44 +13.0%
1248 RDW REDWIRE CORPORATION Industrials 17,079.0 $130K 0.00% +6K +50.3% $7.60 +84.1%
1249 GNL GLOBAL NET LEASE INC Real Estate 15,067.0 $130K 0.00% -365.0 -2.4% $8.60 +7.0%
1250 NOK NOKIA CORP Technology 19,869.0 $129K 0.00% NEW $6.47 +123.6%
1251 CLSK CLEANSPARK INC Technology 12,333.0 $125K 0.00% -425.0 -3.3% $10.12 +29.5%
1252 BSCQ INVESCO EXCH TRD SLF IDX FD 15,868.0 $123K 0.00% $7.78 +151.8%
1253 FLO FLOWERS FOODS INC Consumer Defensive 11,066.0 $120K 0.00% NEW $10.88 -32.8%
1254 CX CEMEX SAB DE CV Basic Materials 10,252.0 $118K 0.00% NEW $11.49 +9.3%
1255 RCAT RED CAT HLDGS INC Technology 14,834.0 $118K 0.00% $7.93 +22.8%
1256 EFT EATON VANCE FLTING RATE INC Financial Services 10,034.0 $113K 0.00% $11.29 -3.6%
1257 MARA MARA HOLDINGS INC Financial Services 11,924.0 $107K 0.00% +1K +12.4% $8.98 +48.0%
1258 SERV SERVE ROBOTICS INC Industrials 10,146.0 $105K 0.00% NEW $10.38 -15.8%
1259 NIM NUVEEN SELECT MAT MUN FD Financial Services 10,900.0 $101K 0.00% +426.0 +4.1% $9.31 -1.5%
1260 PSEC PROSPECT CAP CORP Financial Services 37,925.0 $98K 0.00% -1K -2.8% $2.59 -15.8%
Page 63 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%