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Portfolio (Quarterly) Guide ↗

B. Riley Wealth Advisors, Inc.

· CIK 0001464811
13F Portfolio $1.9B AUM 914 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 914 New
Page 40 of 46  ·  914 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 ARCC ARES CAPITAL CORP Financial Services 10,479.0 $194K 0.01% NEW $18.51 +7.6%
782 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 15,959.0 $192K 0.01% NEW $12.06 -3.1%
783 SOFI SOFI TECHNOLOGIES INC Financial Services 10,531.0 $192K 0.01% NEW $18.19 +4.2%
784 DPG DUFF & PHELPS UTLITY AND INF Financial Services 12,948.0 $191K 0.01% NEW $14.75 -0.4%
785 SMCI SUPER MICRO COMPUTER INC Technology 6,758.0 $190K 0.01% NEW $28.15 +32.9%
786 DOW DOW HLDGS INC Basic Materials 6,730.0 $188K 0.01% NEW $27.92 +8.1%
787 HIGHLAND OPPS & INCOME FD 25,815.0 $187K 0.01% NEW $7.24
788 IHD VOYA EMERGING MKTS HIGH DIVI Financial Services 24,191.0 $186K 0.01% NEW $7.69 -0.9%
789 BSCU INVESCO EXCH TRD SLF IDX FD 11,079.0 $185K 0.01% NEW $16.68 -0.9%
790 GLO CLOUGH GLOBAL OPPORTUNITIES Financial Services 29,831.0 $181K 0.01% NEW $6.07 -5.2%
791 CHW CALAMOS GBL DYN INCOME FUND Financial Services 20,522.0 $180K 0.01% NEW $8.77 -2.8%
792 CMPS COMPASS PATHWAYS PLC Healthcare 11,900.0 $179K 0.01% NEW $15.07 -2.2%
793 LEU CENTRUS ENERGY CORP Energy 1,114.0 $179K 0.01% NEW $160.25 +16.4%
794 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 13,905.0 $178K 0.01% NEW $12.83 -4.7%
795 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 35,996.0 $173K 0.01% NEW $4.81 +18.0%
796 NUVEEN CR STRATEGIES INCOME 35,771.0 $172K 0.01% NEW $4.82
797 SAN BANCO SANTANDER SA Financial Services 12,625.0 $172K 0.01% NEW $13.65 +7.6%
798 EATON VANCE TAX-MANAGED BUY- 11,685.0 $171K 0.01% NEW $14.67
799 EWZ ISHARES INC 4,960.0 $171K 0.01% NEW $34.55 +3.5%
800 HEQ JOHN HANCOCK DIVERSIFIED INC Financial Services 14,600.0 $166K 0.01% NEW $11.35 +4.4%
Page 40 of 46  ·  914 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.4%
Financial Services 18.1%
Healthcare 8.8%
Consumer Cyclical 7.6%
Communication Services 7.0%
Industrials 6.8%
Consumer Defensive 3.4%
Basic Materials 2.8%
Energy 2.5%
Utilities 1.9%