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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 154 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3061 PUT AAR CORP 5,500.0 $602K +4K +189.5% $109.46
3062 ASIX ADVANSIX INC Basic Materials 24,672.0 $602K NEW $24.40 -10.5%
3063 CALL BLAIZE HLDGS INC 330,700.0 $602K +168K +103.8% $1.82
3064 NGG NATIONAL GRID PLC Utilities 7,103.0 $601K +2K +39.7% $84.60 -0.9%
3065 WPP WPP PLC NEW Communication Services 38,530.0 $599K +35K +937.1% $15.55 +17.7%
3066 CALL BELLRING BRANDS INC 37,200.0 $599K +1K +3.9% $16.09
3067 PUT HERC HLDGS INC 6,000.0 $597K +1K +20.0% $99.55
3068 PUT TRINITY CAP INC 40,600.0 $597K +11K +38.1% $14.71
3069 PUT ADT INC DEL 90,900.0 $597K -4K -3.9% $6.57
3070 CALL EVERCORE INC 2,000.0 $597K +1K +150.0% $298.51
3071 UCO PROSHARES TR II Financial Services 15,159.0 $596K +5K +46.0% $39.30 +8.7%
3072 CALL DISC MEDICINE INC 9,300.0 $595K +9K +4550.0% $63.94
3073 QTUM ETF SER SOLUTIONS 5,521.0 $592K +875.0 +18.8% $107.30 +35.0%
3074 ONITY GROUP INC 15,075.0 $592K -2K -14.0% $39.27
3075 CALL GROCERY OUTLET HLDG CORP 83,900.0 $591K +81K +2442.4% $7.05
3076 OPFI OPPFI INC Technology 76,709.0 $591K +45K +145.4% $7.71 +19.8%
3077 SPB SPECTRUM BRANDS HOLDINGS INC Consumer Defensive 8,011.0 $590K NEW $73.70 +20.8%
3078 CALL HONEST CO INC 200,800.0 $590K -88K -30.4% $2.94
3079 CALL VSE CORP 3,200.0 $590K NEW $184.40
3080 PUT G III APPAREL GROUP LTD 21,300.0 $590K -23K -51.7% $27.70
Page 154 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%