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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 275 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5481 NCNO NCINO INC Technology 4,716.0 $71K NEW $14.98 +8.3%
5482 PUT GENEDX HOLDINGS CORP 1,100.0 $71K -19K -94.6% $64.22
5483 NVT NVENT ELEC PLC Industrials 597.0 $71K -157.0 -20.8% $118.28 +36.2%
5484 PUT MAMAS CREATIONS INC 4,600.0 $71K +2K +76.9% $15.34
5485 PUT STRIDE INC 800.0 $71K -7K -90.1% $88.17
5486 PUT CRONOS GROUP INC 28,100.0 $71K -222K -88.8% $2.51
5487 PUT GINKGO BIOWORKS HOLDINGS INC 11,500.0 $70K NEW $6.13
5488 PUT BLACKSKY TECHNOLOGY INC 2,800.0 $70K -11K -79.4% $25.16
5489 ALT ALTIMMUNE INC Healthcare 22,841.0 $70K NEW $3.08 -9.3%
5490 JXN JACKSON FINANCIAL INC Financial Services 665.0 $70K -34.0 -4.9% $105.72 +10.1%
5491 TNXP TONIX PHARMACEUTICALS HLDG C Healthcare 5,108.0 $70K NEW $13.75 -23.4%
5492 TRGP TARGA RES CORP Energy 280.0 $70K -376.0 -57.3% $250.73 +15.1%
5493 CALL POSCO HOLDINGS INC 1,200.0 $70K -900.0 -42.9% $58.49
5494 ABUS ARBUTUS BIOPHARMA CORP Healthcare 15,574.0 $70K -7K -29.9% $4.50 -2.6%
5495 QSI QUANTUM SI INC Healthcare 90,531.0 $70K +10K +12.4% $0.77 +2.8%
5496 CALL WPP PLC NEW 4,500.0 $70K -900.0 -16.7% $15.55
5497 PUT AMERICAN CENTY ETF TR 700.0 $70K +200.0 +40.0% $99.86
5498 CALL COMPUGEN LTD 32,800.0 $70K -4K -9.6% $2.13
5499 CALL FIDUS INVT CORP 4,000.0 $70K +600.0 +17.6% $17.42
5500 CALL LXP INDUSTRIAL TRUST 1,500.0 $69K -700.0 -31.8% $46.26
Page 275 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%