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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 1 of 2  ·  27 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 HERZ Herzfeld Credit Income Fund, Inc. Financial Services 807,215.0 $12.5M 4.25% NEW $15.50 +17.7%
2 SJB ProShares TR 796,652.0 $12.3M 4.20% NEW $15.50 -0.4%
3 SDS ProShares UltraShort S&P500 108,584.0 $8.2M 2.78% NEW $75.25 -22.1%
4 PFIX Simplify Exchange Traded Fun 117,701.0 $5.4M 1.85% NEW $46.13 +9.1%
5 NML Neuberger Berman MLP Income Fund Inc Financial Services 323,526.0 $3.4M 1.16% NEW $10.51 -0.3%
6 KYN Kayne Anderson Energy Infrst Financial Services 234,136.0 $3.3M 1.14% NEW $14.28 +0.8%
7 BGR BlackRock Energy and Resources Trust Financial Services 181,116.0 $3.1M 1.07% NEW $17.31 -5.1%
8 DUST Direxion Shares ETF Tr 58,011.0 $3.0M 1.01% NEW $50.98 +2.1%
9 QID ProShares TR 116,263.0 $2.6M 0.90% NEW $22.66 -33.8%
10 BCX BlackRock Res & Commodities Strat Trust Financial Services 216,752.0 $2.6M 0.89% NEW $12.05 -1.4%
11 SPXX Nuveen S&P 500 Dynamic Overw Financial Services 149,092.0 $2.4M 0.81% NEW $16.07 +10.9%
12 BSMQ Invesco Exch Trd SLF IDX Fd 98,083.0 $2.3M 0.79% NEW $23.63 -0.2%
13 BSMR Invesco Exch Trd SLF IDX Fd 96,212.0 $2.3M 0.77% NEW $23.65 -0.3%
14 DXYZ Destiny Tech100 Inc 82,806.0 $2.2M 0.75% NEW $26.78 +70.0%
15 FUMB First Trust Ultra Short Duration Municipal 109,973.0 $2.2M 0.75% NEW $20.05 -0.0%
16 PVI Invesco Exch Traded Fd Tr II 49,141.0 $1.2M 0.42% NEW $24.87 -0.4%
17 XFLT XAI Octagn Flt Rat & Alt Inm Financial Services 59,545.0 $1.0M 0.35% NEW $17.18 +11.2%
18 PNI Pimco New York Municipal Income Fund II Financial Services 75,124.0 $515K 0.17% NEW $6.85 +0.9%
19 CEF Sprott Physical Gold and Silver Trust Financial Services 8,000.0 $382K 0.13% NEW $47.72 +0.3%
20 SSSS Suro Capital Corp Financial Services 32,518.0 $348K 0.12% NEW $10.71 +25.1%
Page 1 of 2  ·  27 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%