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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 1 of 7  ·  133 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 QQQ INVESCO QQQ TR Financial Services 39,873.0 $23.0M 2.45% +13K +49.9% $577.18 +26.2%
2 MSFT MICROSOFT CORP Technology 48,978.0 $18.1M 1.93% +1K +3.1% $370.17 +11.8%
3 AMZN AMAZON COM INC Consumer Cyclical 86,198.0 $18.0M 1.91% +2K +2.7% $208.27 +26.1%
4 GOOGL ALPHABET INC Communication Services 56,591.0 $16.3M 1.73% +1K +2.1% $287.56 +34.5%
5 TSLA TESLA INC Consumer Cyclical 27,878.0 $10.4M 1.10% +2K +7.5% $371.74 +16.2%
6 SMH PUT VANECK ETF TRUST 17,757.0 $6.8M 0.72% +18K +8778.5% $383.40 +56.2%
7 XLI SELECT SECTOR SPDR TR 42,082.0 $6.8M 0.72% +812.0 +2.0% $161.73 +7.7%
8 VUG VANGUARD INDEX FDS 14,859.0 $6.5M 0.69% +3K +21.7% $436.78 -79.9%
9 XLF SELECT SECTOR SPDR TR 126,022.0 $6.2M 0.66% +18K +16.8% $49.37 +4.8%
10 CAIE CALAMOS ETF TR 241,373.0 $6.1M 0.65% +64K +36.1% $25.14 +9.7%
11 VBK VANGUARD INDEX FDS 19,945.0 $6.0M 0.64% +3K +20.2% $302.25 +16.7%
12 XLK SELECT SECTOR SPDR TR 42,973.0 $5.7M 0.61% +256.0 +0.6% $132.90 +39.0%
13 VGSH VANGUARD SCOTTSDALE FDS 89,762.0 $5.3M 0.56% +17K +23.0% $58.54 -0.5%
14 VBR VANGUARD INDEX FDS 23,746.0 $5.2M 0.55% +448.0 +1.9% $217.25 +8.1%
15 GOOG ALPHABET INC Communication Services 16,346.0 $4.7M 0.50% +268.0 +1.7% $286.86 +33.4%
16 DIS DISNEY WALT CO Communication Services 45,947.0 $4.4M 0.47% +882.0 +2.0% $96.38 +6.8%
17 NFLX NETFLIX INC. Communication Services 44,519.0 $4.3M 0.46% +3K +7.5% $96.15 -8.7%
18 ADBE ADOBE INC Technology 17,537.0 $4.3M 0.45% +623.0 +3.7% $243.08 -0.7%
19 IWM ISHARES TR 15,455.0 $3.8M 0.41% +2K +17.1% $248.00 +16.8%
20 BAC BANK AMERICA CORP Financial Services 78,528.0 $3.8M 0.41% +927.0 +1.2% $48.75 +6.6%
Page 1 of 7  ·  133 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%