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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 44 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 CHWY CHEWY INC Consumer Cyclical 371.0 $7K 0.00% NEW $19.65 +22.2%
862 NMRK NEWMARK GROUP INC Real Estate 480.0 $7K 0.00% NEW $15.11 +7.3%
863 IWY ISHARES TR 25.0 $7K 0.00% NEW $289.80 -1.4%
864 UBER CALL UBER TECHNOLOGIES INC Technology 100.0 $7K 0.00% NEW $72.16 +9.2%
865 PRMB PRIMO BRANDS CORPORATION Consumer Defensive 295.0 $7K 0.00% NEW $24.44 -5.4%
866 HPS HANCOCK JOHN PFD INCOME FD I Financial Services 495.0 $7K 0.00% NEW $14.54 -4.0%
867 BCAT BLACKROCK CAP ALLOCATION TER Financial Services 450.0 $7K 0.00% NEW $15.93 -0.2%
868 PBJ INVESCO EXCHANGE TRADED FD T 151.0 $7K 0.00% NEW $47.13 +3.2%
869 METV LISTED FDS TR 380.0 $7K 0.00% NEW $18.45 +7.7%
870 CACC CREDIT ACCEP CORP MICH Financial Services 11.0 $7K 0.00% NEW $636.82 -5.6%
871 J P MORGAN EXCHANGE TRADED F 139.0 $7K 0.00% NEW $50.33
872 CEVA CEVA INC Technology 148.0 $7K 0.00% NEW $47.16 -40.7%
873 MLPB UBS AG LONDON BRANCH Financial Services 242.0 $7K 0.00% NEW $28.81 +7.2%
874 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 267.0 $7K 0.00% NEW $25.98 +8.7%
875 BMEZ BLACKROCK HEALTH SCIENCES TE Financial Services 450.0 $7K 0.00% NEW $15.35 +11.0%
876 ESTC ELASTIC N V Technology 121.0 $7K 0.00% NEW $57.02 +50.7%
877 SCHF SCHWAB STRATEGIC TR 248.0 $7K 0.00% NEW $27.70 +2.7%
878 FAF FIRST AMERN FINL CORP Financial Services 100.0 $7K 0.00% NEW $68.59 +4.6%
879 ERH ALLSPRING UTILITIES AND HIGH Financial Services 562.0 $7K 0.00% NEW $12.09 -4.4%
880 FUL FULLER H B CO Basic Materials 116.0 $7K 0.00% NEW $58.29 +0.7%
Page 44 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%