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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 70 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1381 TRIN TRINITY CAP INC Financial Services 423.0 $8K 0.00% NEW $17.89 +2.6%
1382 FOXA FOX CORP Communication Services 145.0 $8K 0.00% NEW $52.17 +31.4%
1383 BGH BARINGS GLOBAL SHORT DURATIO Financial Services 527.0 $7K 0.00% NEW $14.10 -0.4%
1384 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 100.0 $7K 0.00% NEW $74.04 +10.7%
1385 PII POLARIS INC Consumer Cyclical 108.0 $7K 0.00% NEW $68.44 -5.9%
1386 BUZZ VANECK ETF TRUST 200.0 $7K 0.00% NEW $36.95 -0.3%
1387 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 297.0 $7K 0.00% NEW $24.83 -13.4%
1388 LBRDK LIBERTY BROADBAND CORP Communication Services 222.0 $7K 0.00% NEW $33.20 +8.5%
1389 IEO ISHARES TR 67.0 $7K 0.00% NEW $109.84 +24.7%
1390 LRN STRIDE INC Consumer Defensive 85.0 $7K 0.00% NEW $86.25 -2.2%
1391 CHWY CHEWY INC Consumer Cyclical 371.0 $7K 0.00% NEW $19.65 +22.2%
1392 NMRK NEWMARK GROUP INC Real Estate 480.0 $7K 0.00% NEW $15.11 +7.3%
1393 IWY ISHARES TR 25.0 $7K 0.00% NEW $289.80 -1.4%
1394 UBER CALL UBER TECHNOLOGIES INC Technology 100.0 $7K 0.00% NEW $72.16 +9.2%
1395 PRMB PRIMO BRANDS CORPORATION Consumer Defensive 295.0 $7K 0.00% NEW $24.44 -5.4%
1396 HPS HANCOCK JOHN PFD INCOME FD I Financial Services 495.0 $7K 0.00% NEW $14.54 -4.0%
1397 BCAT BLACKROCK CAP ALLOCATION TER Financial Services 450.0 $7K 0.00% NEW $15.93 -0.2%
1398 PBJ INVESCO EXCHANGE TRADED FD T 151.0 $7K 0.00% NEW $47.13 +3.2%
1399 METV LISTED FDS TR 380.0 $7K 0.00% NEW $18.45 +7.7%
1400 CACC CREDIT ACCEP CORP MICH Financial Services 11.0 $7K 0.00% NEW $636.82 -5.6%
Page 70 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%