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Portfolio (Quarterly) Guide ↗

Modera Wealth Management, LLC

· CIK 0001542143
13F Portfolio $8.3B AUM 635 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 40 New 150 Added 333 Reduced 48 Exited
Page 32 of 32  ·  635 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 ODV OSISKO DEVELOPMENT CORP Basic Materials 35,218.0 $114K 0.00% $3.25 -18.5%
622 LITHIUM ARGENTINA AG 14,500.0 $97K 0.00% NEW $6.68
623 GAB GABELLI EQUITY TR INC Financial Services 17,200.0 $96K 0.00% $5.60 -2.0%
624 CXM SPRINKLR INC Technology 15,141.0 $91K 0.00% -61K -80.0% $6.00 -16.0%
625 BRCC BRC INC Consumer Defensive 100,000.0 $78K 0.00% NEW $0.78 +68.8%
626 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 14,263.0 $76K 0.00% +194.0 +1.4% $5.32 -6.4%
627 PSEC PROSPECT CAP CORP Financial Services 26,334.0 $69K 0.00% NEW $2.61 -15.3%
628 WEST WESTROCK COFFEE CO Consumer Defensive 15,000.0 $64K 0.00% -10K -40.0% $4.25 +112.5%
629 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 11,696.0 $60K 0.00% NEW $5.10 -3.3%
630 LITHIUM AMERS CORP NEW 14,500.0 $57K 0.00% NEW $3.95
631 GGRP GLIMPSE GROUP INC Technology 82,143.0 $42K 0.00% $0.52 +61.0%
632 INMB INMUNE BIO INC Healthcare 17,575.0 $20K NEW $1.13 +28.3%
633 ZVIA ZEVIA PBC Consumer Defensive 10,040.0 $12K $1.17 +30.8%
634 GABELLI EQUITY TR INC 17,210.0 $121.0 NEW $0.01
635 BNC CEA INDUSTRIES INC Industrials 20,000.0
Page 32 of 32  ·  635 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 18.1%
Healthcare 11.7%
Consumer Cyclical 10.0%
Industrials 8.9%
Communication Services 8.0%
Consumer Defensive 6.2%
Energy 1.4%
Basic Materials 1.2%
Utilities 0.8%