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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM Filed Feb 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 584 New
Page 29 of 30  ·  584 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 YYY AMPLIFY ETF TR 17,036.0 $196K 0.01% NEW $11.51 +0.5%
562 ASSERTIO HOLDINGS INC 203,000.0 $186K 0.01% NEW $0.92
563 MUJ BLACKROCK MUNIHLDGS NJ QLTY Financial Services 15,406.0 $183K 0.01% NEW $11.90 +2.0%
564 PCN PIMCO CORPORATE & INCM STRG Financial Services 13,027.0 $166K 0.01% NEW $12.76 -8.3%
565 EATON VANCE TAX-MANAGED GLOB 17,250.0 $159K 0.01% NEW $9.22
566 MIY BLACKROCK MUNIYIELD MICH QU Financial Services 13,536.0 $159K 0.01% NEW $11.74 +2.3%
567 ARCO ARCOS DORADOS HOLDINGS INC Consumer Cyclical 20,032.0 $147K 0.01% NEW $7.34 +19.2%
568 UAA UNDER ARMOUR INC Consumer Cyclical 27,575.0 $137K 0.01% NEW $4.97 +10.7%
569 SLS SELLAS LIFE SCIENCES GROUP I Healthcare 35,900.0 $135K 0.01% NEW $3.77 +106.4%
570 SOUN SOUNDHOUND AI INC Technology 12,279.0 $122K 0.01% NEW $9.97 -18.1%
571 ELECTROVAYA INC 12,857.0 $102K 0.01% NEW $7.90
572 ACHR ARCHER AVIATION INC Industrials 12,614.0 $95K 0.01% NEW $7.52 -15.4%
573 PMM PUTNAM MANAGED MUN INCOME TR Financial Services 13,606.0 $85K 0.01% NEW $6.27 -1.8%
574 AIOT POWERFLEET INC Technology 15,323.0 $82K 0.01% NEW $5.32 -35.9%
575 BLZE BACKBLAZE INC Technology 16,145.0 $75K 0.00% NEW $4.66 +64.6%
576 STKL SUNOPTA INC Consumer Defensive 19,765.0 $75K 0.00% NEW $3.80 +71.1%
577 ALDX ALDEYRA THERAPEUTICS INC Healthcare 13,565.0 $70K 0.00% NEW $5.18 -70.1%
578 TSI TCW STRATEGIC INCOME FD INC Financial Services 13,350.0 $66K 0.00% NEW $4.94 -8.7%
579 INDI INDIE SEMICONDUCTOR INC Technology 14,238.0 $50K 0.00% NEW $3.53 +36.3%
580 PSEC PROSPECT CAP CORP Financial Services 18,022.0 $47K 0.00% NEW $2.59 -12.0%
Page 29 of 30  ·  584 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.4%
Financial Services 23.0%
Healthcare 13.8%
Consumer Defensive 9.4%
Industrials 7.0%
Consumer Cyclical 6.4%
Communication Services 6.0%
Energy 5.3%
Utilities 3.4%
Basic Materials 1.7%