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Portfolio (Quarterly) Guide ↗

NINE MASTS CAPITAL Ltd

· CIK 0001569356
13F Portfolio $693M AUM 249 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 204 New 24 Added 16 Reduced 75 Exited
Page 7 of 11  ·  204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 KLC KINDERCARE LEARNING COMPANIE Consumer Defensive 20,626.0 $45K 0.01% NEW $2.20 +73.6%
122 IVVD INVIVYD INC Healthcare 34,698.0 $45K 0.01% NEW $1.30 -13.1%
123 CYH COMMUNITY HEALTH SYS INC NEW Healthcare 15,329.0 $45K 0.01% NEW $2.94 -4.8%
124 PGEN PRECIGEN INC Healthcare 11,608.0 $45K 0.01% NEW $3.87 +16.5%
125 MXCT MAXCYTE INC Healthcare 63,591.0 $45K 0.01% NEW $0.70 +66.5%
126 NKTX NKARTA INC Healthcare 21,131.0 $45K 0.01% NEW $2.11 +56.4%
127 CNTY CENTURY CASINOS INC Consumer Cyclical 31,932.0 $44K 0.01% NEW $1.39 -3.6%
128 JELD JELD-WEN HLDG INC Industrials 35,152.0 $44K 0.01% NEW $1.24 +70.2%
129 PFE PUT PFIZER INC Healthcare 88,000.0 $44K 0.01% NEW $0.49 +5181.8%
130 CLAR CLARUS CORP NEW Consumer Cyclical 16,014.0 $44K 0.01% NEW $2.72 +14.3%
131 TOI THE ONCOLOGY INSTITUTE INC Healthcare 14,018.0 $43K 0.01% NEW $3.07 +53.4%
132 HRTX HERON THERAPEUTICS INC Healthcare 53,399.0 $43K 0.01% NEW $0.80 +11.5%
133 GENELUX CORPORATION 17,473.0 $42K 0.01% NEW $2.42
134 TCRX TSCAN THERAPEUTICS INC Healthcare 41,740.0 $42K 0.01% NEW $1.01 +6.9%
135 WOOF PETCO HEALTH & WELLNESS CO I Consumer Cyclical 15,027.0 $42K 0.01% NEW $2.78 +5.4%
136 CLNE CLEAN ENERGY FUELS CORP Energy 16,829.0 $42K 0.01% NEW $2.48 -16.5%
137 DNUT KRISPY KREME INC Consumer Defensive 12,239.0 $41K 0.01% NEW $3.39 +0.9%
138 FLWS 1 800 FLOWERS COM INC Consumer Cyclical 13,589.0 $41K 0.01% NEW $3.04 +48.0%
139 XOM PUT EXXON MOBIL CORP Energy 63,000.0 $41K 0.01% NEW $0.66 +22480.2%
140 PDSB PDS BIOTECHNOLOGY CORP Healthcare 67,507.0 $41K 0.01% NEW $0.61 +76.9%
Page 7 of 11  ·  204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Communication Services 37.3%
Financial Services 23.2%
Technology 15.9%
Industrials 7.1%
Utilities 4.9%
Healthcare 3.9%
Consumer Cyclical 3.4%
Consumer Defensive 2.6%
Energy 1.7%
Real Estate 0.0%