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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 1 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IVV ISHARES TR 273,774.0 $187.5M 3.33% +8K +3.0% $684.94 +8.3%
2 AAPL APPLE INC Technology 641,622.0 $174.4M 3.10% +62K +10.6% $271.86 +9.6%
3 MSFT MICROSOFT CORP Technology 267,231.0 $129.2M 2.29% +31K +13.2% $483.62 -12.8%
4 AMZN AMAZON COM INC Consumer Cyclical 372,031.0 $85.9M 1.52% +19K +5.3% $230.82 +14.7%
5 GOOGL ALPHABET INC Communication Services 265,452.0 $83.1M 1.47% +35K +15.3% $313.00 +26.8%
6 NVDA NVIDIA CORPORATION Technology 436,114.0 $81.3M 1.44% +65K +17.4% $186.50 +20.8%
7 JPM JPMORGAN CHASE & CO. Financial Services 243,841.0 $78.6M 1.39% +5K +2.1% $322.22 -7.6%
8 VXUS VANGUARD STAR FDS 978,548.0 $73.8M 1.31% +395K +67.7% $75.44 +10.7%
9 SPY SPDR S&P 500 ETF TR Financial Services 108,098.0 $73.7M 1.31% +9K +8.8% $681.95 +8.3%
10 SPDW SPDR INDEX SHS FDS 1,381,548.0 $61.4M 1.09% +147K +11.9% $44.41 +11.5%
11 SPSM SPDR SERIES TRUST 1,278,412.0 $59.9M 1.06% +52K +4.3% $46.86 +11.6%
12 QQQ INVESCO QQQ TR Financial Services 94,219.0 $57.9M 1.03% +20K +26.5% $614.31 +14.9%
13 IGIB ISHARES TR 1,016,352.0 $54.8M 0.97% +33K +3.4% $53.88 -2.3%
14 MBB ISHARES TR 546,355.0 $52.0M 0.92% +183K +50.2% $95.22 -1.8%
15 AVGO BROADCOM INC Technology 147,361.0 $51.0M 0.91% +32K +28.3% $346.10 +21.6%
16 IGSB ISHARES TR 922,476.0 $48.8M 0.86% +178K +23.9% $52.88 -1.2%
17 XLF SELECT SECTOR SPDR TR 755,675.0 $41.4M 0.73% +5K +0.7% $54.77 -5.5%
18 XOM EXXON MOBIL CORP Energy 336,114.0 $40.4M 0.72% +74K +28.4% $120.34 +31.2%
19 CSCO CISCO SYS INC Technology 523,846.0 $40.4M 0.72% +83K +18.8% $77.03 +53.5%
20 SPYV SPDR SERIES TRUST 688,529.0 $39.1M 0.69% +60K +9.5% $56.81 +6.1%
Page 1 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%