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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 7 of 10  ·  183 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 PEGA PEGASYSTEMS INC Technology 5,295.0 $316K 0.01% NEW $59.72 -43.6%
122 CROWN RESV ACQUISITION CORP 31,800.0 $316K 0.01% NEW $9.94
123 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 2,185.0 $310K 0.01% NEW $141.83 +11.7%
124 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 1,847.0 $307K 0.01% NEW $166.00 +7.2%
125 USFD US FOODS HLDG CORP Consumer Defensive 4,002.0 $301K 0.01% NEW $75.32 +9.4%
126 CUBE CUBESMART Real Estate 8,357.0 $301K 0.01% NEW $36.05 +6.4%
127 CWST CASELLA WASTE SYS INC Industrials 3,072.0 $301K 0.01% NEW $97.94 -13.0%
128 IRM IRON MTN INC DEL Real Estate 3,620.0 $300K 0.01% NEW $82.95 +50.8%
129 RBC RBC BEARINGS INC Industrials 659.0 $296K 0.01% NEW $448.43 +26.9%
130 BLACKROCK CALIF MUN INCOME T 27,000.0 $290K 0.01% NEW $10.74
131 FDS FACTSET RESH SYS INC Financial Services 994.0 $288K 0.01% NEW $290.19 -26.7%
132 SETM SPROTT FDS TR 9,948.0 $288K 0.01% NEW $28.95 +19.6%
133 MTB M & T BK CORP Financial Services 1,418.0 $286K 0.01% NEW $201.48 +1.7%
134 ROAD CONSTRUCTION PARTNERS INC Industrials 2,543.0 $276K 0.01% NEW $108.55 +8.8%
135 DIA SPDR DOW JONES INDL AVERAGE Financial Services 574.0 $276K 0.01% NEW $480.49 +3.4%
136 VIGI VANGUARD WHITEHALL FDS 2,948.0 $270K 0.01% NEW $91.45 +1.6%
137 EA ELECTRONIC ARTS INC Communication Services 1,317.0 $269K 0.01% NEW $204.33 -1.8%
138 CSL CARLISLE COS INC Industrials 827.0 $265K 0.01% NEW $319.86 +3.4%
139 SANDISK CORP 1,111.0 $264K 0.01% NEW $237.38
140 IXUS ISHARES TR 3,087.0 $261K 0.01% NEW $84.64 +10.9%
Page 7 of 10  ·  183 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%