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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 7 of 10  ·  198 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 NBXG NEUBERGER NEXT GENERATION Financial Services 63,975.0 $924K 0.02% -455.0 -0.7% $14.44 +5.3%
122 SCHF SCHWAB STRATEGIC TR 38,056.0 $915K 0.02% -969.0 -2.5% $24.04 +11.8%
123 SBRA SABRA HEALTH CARE REIT INC Real Estate 46,200.0 $875K 0.02% -661.0 -1.4% $18.94 +9.1%
124 SHM SPDR SERIES TRUST 17,971.0 $862K 0.01% -35K -66.2% $47.99 -0.6%
125 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 38,860.0 $844K 0.01% -780.0 -2.0% $21.72 -18.4%
126 PAGP PLAINS GP HLDGS L P Energy 42,295.0 $810K 0.01% -2K -5.3% $19.14 +28.3%
127 RHP RYMAN HOSPITALITY PPTYS INC Real Estate 8,550.0 $809K 0.01% -465.0 -5.2% $94.62 +10.7%
128 PSTL POSTAL REALTY TRUST INC Real Estate 49,168.0 $794K 0.01% -1K -2.3% $16.14 +40.5%
129 CLX CLOROX CO DEL Consumer Defensive 7,800.0 $786K 0.01% -3K -27.2% $100.83 -7.9%
130 MICROCHIP TECHNOLOGY INC. 13,225.0 $771K 0.01% -775.0 -5.5% $58.28
131 CLEARWAY ENERGY INC 24,200.0 $760K 0.01% -2K -8.2% $31.42
132 TKO TKO GROUP HOLDINGS INC Communication Services 3,629.0 $758K 0.01% -5K -59.0% $209.01 -9.1%
133 FLNG FLEX LNG LTD Energy 30,085.0 $751K 0.01% -3K -9.9% $24.95 +28.8%
134 VGSH VANGUARD SCOTTSDALE FDS 12,653.0 $743K 0.01% -80.0 -0.6% $58.73 -0.9%
135 HSIC HENRY SCHEIN INC Healthcare 9,700.0 $733K 0.01% -524.0 -5.1% $75.58 -3.8%
136 CACI CACI INTL INC Technology 1,374.0 $732K 0.01% -590.0 -30.0% $532.81 -7.1%
137 AFB ALLIANCEBERNSTEIN NATL MUN I Financial Services 66,227.0 $717K 0.01% -600.0 -0.9% $10.82 +0.8%
138 HTGC HERCULES CAPITAL INC Financial Services 37,835.0 $712K 0.01% -885.0 -2.3% $18.82 -17.5%
139 COLB COLUMBIA BKG SYS INC Financial Services 25,424.0 $711K 0.01% -589.0 -2.3% $27.95 +3.8%
140 KNTK KINETIK HOLDINGS INC Energy 19,684.0 $710K 0.01% -1K -4.9% $36.05 +42.2%
Page 7 of 10  ·  198 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%