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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 24 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 ORI OLD REP INTL CORP Financial Services 16,802.0 $767K 0.01% NEW $45.64 -12.2%
462 MTUM ISHARES TR 3,054.0 $764K 0.01% $250.31 +16.9%
463 CLEARWAY ENERGY INC 24,200.0 $760K 0.01% -2K -8.2% $31.42
464 BXP BXP INC Real Estate 11,247.0 $759K 0.01% $67.48 -13.1%
465 TKO TKO GROUP HOLDINGS INC Communication Services 3,629.0 $758K 0.01% -5K -59.0% $209.01 -9.1%
466 EWBC EAST WEST BANCORP INC Financial Services 6,716.0 $755K 0.01% NEW $112.39 +7.7%
467 BERKSHIRE HATHAWAY INC DEL 1.0 $755K 0.01% $754800.00
468 FLNG FLEX LNG LTD Energy 30,085.0 $751K 0.01% -3K -9.9% $24.95 +29.8%
469 PUT NVIDIA CORPORATION 4,000.0 $746K 0.01% NEW $186.50
470 VGSH VANGUARD SCOTTSDALE FDS 12,653.0 $743K 0.01% -80.0 -0.6% $58.73 -1.0%
471 WDC WESTERN DIGITAL CORP Technology 4,261.0 $734K 0.01% +913.0 +27.3% $172.27 +166.3%
472 HSIC HENRY SCHEIN INC Healthcare 9,700.0 $733K 0.01% -524.0 -5.1% $75.58 -3.8%
473 SMFG SUMITOMO MITSUI FINL GROUP I Financial Services 37,892.0 $732K 0.01% +4K +12.7% $19.33 +13.4%
474 CACI CACI INTL INC Technology 1,374.0 $732K 0.01% -590.0 -30.0% $532.81 -7.4%
475 DTCR GLOBAL X FDS 34,631.0 $731K 0.01% NEW $21.10 +39.9%
476 AFB ALLIANCEBERNSTEIN NATL MUN I Financial Services 66,227.0 $717K 0.01% -600.0 -0.9% $10.82 +0.2%
477 HTGC HERCULES CAPITAL INC Financial Services 37,835.0 $712K 0.01% -885.0 -2.3% $18.82 -18.2%
478 QUARTZSEA ACQUISITION CORP 69,500.0 $711K 0.01% $10.23
479 COLB COLUMBIA BKG SYS INC Financial Services 25,424.0 $711K 0.01% -589.0 -2.3% $27.95 +3.8%
480 DFUV DIMENSIONAL ETF TRUST 15,245.0 $710K 0.01% $46.59 +11.8%
Page 24 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%