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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 33 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 PEGA PEGASYSTEMS INC Technology 5,295.0 $316K 0.01% NEW $59.72 -44.4%
642 CROWN RESV ACQUISITION CORP 31,800.0 $316K 0.01% NEW $9.94
643 PCQ PIMCO CALIF MUN INCOME FD Financial Services 35,685.0 $312K 0.01% +6K +18.6% $8.73 -1.0%
644 CAF MORGAN STANLEY CHINA A SH FD Financial Services 17,904.0 $311K 0.01% -2K -9.9% $17.36 +12.4%
645 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 2,185.0 $310K 0.01% NEW $141.83 +8.5%
646 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 1,847.0 $307K 0.01% NEW $166.00 +5.9%
647 RIBBON ACQUISITION CORP 29,333.0 $304K 0.01% $10.38
648 CAYSON ACQUISITION CORP 28,500.0 $303K 0.01% $10.64
649 USFD US FOODS HLDG CORP Consumer Defensive 4,002.0 $301K 0.01% NEW $75.32 +8.2%
650 CUBE CUBESMART Real Estate 8,357.0 $301K 0.01% NEW $36.05 +8.0%
651 CWST CASELLA WASTE SYS INC Industrials 3,072.0 $301K 0.01% NEW $97.94 -8.6%
652 IRM IRON MTN INC DEL Real Estate 3,620.0 $300K 0.01% NEW $82.95 +50.1%
653 SRLN SSGA ACTIVE ETF TR 7,188.0 $297K 0.01% -984.0 -12.0% $41.27 -1.9%
654 HOOD ROBINHOOD MKTS INC Financial Services 2,620.0 $296K 0.01% -39K -93.7% $113.10 -33.8%
655 BIV VANGUARD BD INDEX FDS 3,799.0 $296K 0.01% +374.0 +10.9% $77.88 -2.7%
656 VSS VANGUARD INTL EQUITY INDEX F 2,064.0 $296K 0.01% +480.0 +30.3% $143.33 +9.4%
657 RBC RBC BEARINGS INC Industrials 659.0 $296K 0.01% NEW $448.43 +25.8%
658 PLD PROLOGIS INC. Real Estate 2,307.0 $295K 0.01% -794.0 -25.6% $127.66 +11.6%
659 MAS MASCO CORP Industrials 4,638.0 $294K 0.01% $63.46 +1.7%
660 CO2 ENERGY TRANSITION CORP 28,550.0 $294K 0.01% +3K +11.7% $10.29
Page 33 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%