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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 1 of 2  ·  29 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 WFC WELLS FARGO & CO Financial Services 407,194.0 $33.7M 9.34% -8K -1.8% $82.64 +4.9%
2 DFEB FIRST TR EXCHNG TRADED FD VI 139,879.0 $7.1M 1.96% -4K -2.9% $50.49 +2.0%
3 GOOG ALPHABET INC 18,831.0 $6.7M 1.85% -117.0 -0.6% $353.33
4 CSCO CISCO SYS INC Technology 54,772.0 $6.4M 1.78% -375.0 -0.7% $117.46 -6.4%
5 DDEC FIRST TR EXCHNG TRADED FD VI 118,323.0 $5.6M 1.55% -880.0 -0.7% $47.38 +2.2%
6 EME EMCOR GROUP INC Industrials 5,525.0 $4.6M 1.27% -824.0 -13.0% $829.94 -10.8%
7 MSFT MICROSOFT CORP Technology 9,740.0 $3.6M 1.01% -484.0 -4.7% $373.03 +37.7%
8 NVS NOVARTIS AG Healthcare 22,804.0 $3.6M 0.99% -3K -13.2% $156.72 -1.9%
9 SCHR SCHWAB STRATEGIC TR 130,560.0 $3.2M 0.89% -9K -6.2% $24.66 -1.3%
10 SPY STATE STR SPDR S&P 500 ETF T Financial Services 3,224.0 $2.4M 0.67% -169.0 -5.0% $748.76 +2.8%
11 SCHB SCHWAB STRATEGIC TR 80,233.0 $2.3M 0.65% -10K -10.7% $28.96 +2.6%
12 ORCL ORACLE CORP Technology 15,806.0 $2.3M 0.64% -82.0 -0.5% $146.55 +2.8%
13 DJAN FIRST TR EXCHNG TRADED FD VI 40,032.0 $1.8M 0.51% -660.0 -1.6% $45.52 +2.1%
14 GOOGL ALPHABET INC Communication Services 5,096.0 $1.8M 0.51% -261.0 -4.9% $357.38 -3.0%
15 MRVL MARVELL TECHNOLOGY INC Technology 3,046.0 $907K 0.25% -2K -43.6% $297.89 -27.3%
16 VEA VANGUARD TAX-MANAGED FDS 11,211.0 $799K 0.22% -376.0 -3.2% $71.25 +2.5%
17 VONE VANGUARD SCOTTSDALE FDS 2,009.0 $680K 0.19% -35.0 -1.7% $338.72 +2.8%
18 AMZN AMAZON COM INC Consumer Cyclical 2,757.0 $657K 0.18% -1K -30.9% $238.34 +11.8%
19 ISHARES TR 25,605.0 $573K 0.16% -2K -8.5% $22.37
20 MDT MEDTRONIC PLC Healthcare 5,990.0 $473K 0.13% -30K -83.5% $78.95 +15.6%
Page 1 of 2  ·  29 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%