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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 2 of 6  ·  116 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 WMT WALMART INC Consumer Defensive 40,432.0 $4.6M 1.27% $113.26 -9.0%
22 ABBV ABBVIE INC Healthcare 18,159.0 $4.6M 1.27% $251.65 +1.5%
23 DJUN FIRST TR EXCHNG TRADED FD VI 92,169.0 $4.5M 1.26% NEW $49.28 +1.8%
24 SGOV ISHARES TR 43,369.0 $4.4M 1.21% NEW $100.67 +0.0%
25 EMXC ISHARES INC 41,062.0 $4.2M 1.17% NEW $102.30 -4.1%
26 ILMN ILLUMINA INC Healthcare 23,586.0 $4.1M 1.15% +1K +5.1% $175.83 +22.6%
27 DUK DUKE ENERGY CORP NEW Utilities 29,511.0 $3.7M 1.04% $126.58 -5.0%
28 SCJ ISHARES INC 35,337.0 $3.7M 1.03% +1K +4.2% $105.31 +3.6%
29 SCHW SCHWAB CHARLES CORP Financial Services 40,174.0 $3.7M 1.03% $92.27 +19.4%
30 LHX L3HARRIS TECHNOLOGIES INC Industrials 12,730.0 $3.7M 1.03% $290.60 -9.6%
31 MSFT MICROSOFT CORP Technology 9,740.0 $3.6M 1.01% -484.0 -4.7% $373.03 +37.7%
32 NVS NOVARTIS AG Healthcare 22,804.0 $3.6M 0.99% -3K -13.2% $156.72 -1.9%
33 FCX FREEPORT MCMORAN INC Basic Materials 55,922.0 $3.5M 0.98% +2K +3.0% $62.89 +21.6%
34 EMR EMERSON ELEC CO Industrials 23,718.0 $3.4M 0.94% $143.15 +8.4%
35 EW EDWARDS LIFESCIENCES CORP Healthcare 36,010.0 $3.3M 0.90% $90.46 -0.3%
36 SCHR SCHWAB STRATEGIC TR 130,560.0 $3.2M 0.89% -9K -6.2% $24.66 -1.3%
37 BERKSHIRE HATHAWAY INC DEL 6,423.0 $3.2M 0.89% $500.39
38 XLE SELECT SECTOR SPDR TR 60,038.0 $3.2M 0.89% +1K +2.3% $53.11 +18.0%
39 CLOX SERIES PORTFOLIOS TR 124,361.0 $3.2M 0.88% +9K +7.8% $25.61 -0.2%
40 ESGU ISHARES TR 17,089.0 $2.8M 0.78% +758.0 +4.6% $163.67 +3.1%
Page 2 of 6  ·  116 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%