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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 12 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 BKNG BOOKING HOLDINGS INC Consumer Cyclical 2,458.0 $438K 0.02% +2K +3362.0% $178.26 +15.9%
222 DPG DUFF & PHELPS UTLITY AND INF Financial Services 28,678.0 $426K 0.02% +2K +6.2% $14.84 -0.7%
223 ECL ECOLAB INC Basic Materials 1,487.0 $414K 0.02% +543.0 +57.5% $278.63 +2.2%
224 SPGI S&P GLOBAL INC Financial Services 1,000.0 $407K 0.02% +134.0 +15.5% $407.27 +7.7%
225 IHI ISHARES TR 8,153.0 $403K 0.02% +185.0 +2.3% $49.41 +10.8%
226 QLD PROSHARES TR 4,130.0 $400K 0.02% +1K +34.8% $96.76 -6.4%
227 FISR SSGA ACTIVE TR 15,560.0 $399K 0.02% +5K +43.0% $25.65 -1.3%
228 FNCL FIDELITY COVINGTON TRUST 5,175.0 $396K 0.02% +2K +74.4% $76.56 +7.4%
229 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 4,240.0 $390K 0.02% +2K +67.7% $92.09 -4.5%
230 MGC VANGUARD WORLD FD 1,365.0 $373K 0.02% +394.0 +40.6% $273.55 +2.8%
231 HIG HARTFORD INSURANCE GROUP INC Financial Services 2,789.0 $370K 0.02% +210.0 +8.1% $132.53 +3.2%
232 NOW SERVICENOW INC Technology 3,647.0 $362K 0.02% +3K +407.9% $99.29 +39.4%
233 DEHP DIMENSIONAL ETF TRUST 8,414.0 $360K 0.02% +1K +21.5% $42.77 -2.9%
234 XLSR SSGA ACTIVE TR 5,503.0 $357K 0.02% +95.0 +1.8% $64.86 +2.2%
235 IRM IRON MTN INC DEL Real Estate 2,793.0 $353K 0.02% +205.0 +7.9% $126.32 -2.6%
236 MDLZ MONDELEZ INTL INC Consumer Defensive 5,944.0 $344K 0.02% +2K +58.3% $57.84 +7.8%
237 GM GENERAL MTRS CO Consumer Cyclical 4,420.0 $341K 0.02% +440.0 +11.1% $77.08 +11.6%
238 ZTS ZOETIS INC Healthcare 4,670.0 $336K 0.02% +578.0 +14.1% $71.87 +4.9%
239 SNPS SYNOPSYS INC Technology 752.0 $335K 0.02% +89.0 +13.4% $446.08 -0.0%
240 AGNC AGNC INVT CORP Real Estate 30,658.0 $334K 0.02% +3K +10.3% $10.90 -0.7%
Page 12 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%