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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 7 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 PEP PEPSICO INC Consumer Defensive 11,843.0 $1.6M 0.08% +1K +13.3% $135.40 +3.2%
122 BLOCK INC 20,968.0 $1.6M 0.08% +5K +34.5% $76.00
123 EEM ISHARES TR 22,267.0 $1.5M 0.08% +637.0 +2.9% $68.41 -1.2%
124 SCHA SCHWAB STRATEGIC TR 41,835.0 $1.5M 0.08% +4K +11.2% $36.13 -3.8%
125 MCD MCDONALDS CORP Consumer Cyclical 5,528.0 $1.5M 0.07% +519.0 +10.4% $270.30 -3.8%
126 VGIT VANGUARD SCOTTSDALE FDS 24,614.0 $1.5M 0.07% +394.0 +1.6% $58.98 -0.9%
127 C CITIGROUP INC Financial Services 10,364.0 $1.5M 0.07% +1K +11.8% $139.97 -5.2%
128 SUB ISHARES TR 13,486.0 $1.4M 0.07% +931.0 +7.4% $106.47 -0.1%
129 FENI FIDELITY COVINGTON TRUST 34,919.0 $1.4M 0.07% +14K +69.2% $40.13 +3.5%
130 BMY BRISTOL-MYERS SQUIBB CO Healthcare 24,139.0 $1.4M 0.07% +12K +101.3% $57.62 +16.2%
131 BLV VANGUARD BD INDEX FDS 19,974.0 $1.4M 0.07% +2K +8.2% $68.93 -3.3%
132 SOFI SOFI TECHNOLOGIES INC Financial Services 76,564.0 $1.4M 0.07% +18K +31.0% $17.93 +7.0%
133 DGRO ISHARES TR 18,096.0 $1.4M 0.07% +268.0 +1.5% $75.79 +4.6%
134 SCHM SCHWAB STRATEGIC TR 37,094.0 $1.4M 0.07% +7K +22.0% $36.87 -2.3%
135 WTAI WISDOMTREE TR 28,709.0 $1.4M 0.07% +415.0 +1.5% $47.47 -12.1%
136 VGK VANGUARD INTL EQUITY INDEX F 15,270.0 $1.4M 0.07% +8K +105.8% $88.54 +4.2%
137 IGSB ISHARES TR 25,501.0 $1.3M 0.07% +5K +22.3% $52.41 -0.4%
138 VT VANGUARD INTL EQUITY INDEX F 8,499.0 $1.3M 0.07% +6K +302.2% $156.96 +2.9%
139 MFC MANULIFE FINL CORP Financial Services 32,840.0 $1.3M 0.07% +2K +7.3% $40.51 +6.5%
140 ESGV VANGUARD WORLD FD 10,036.0 $1.3M 0.07% +8K +333.9% $132.25 +3.5%
Page 7 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%