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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 7 of 8  ·  146 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 HYBL SSGA ACTIVE TR 8,062.0 $225K 0.01% NEW $27.95 +0.5%
122 ALK ALASKA AIR GROUP INC Industrials 4,266.0 $223K 0.01% NEW $52.20 -18.3%
123 BLACKROCK ETF TRUST 8,658.0 $222K 0.01% NEW $25.62
124 SNDK SANDISK CORP Technology 97.0 $220K 0.01% NEW $2271.09 -35.1%
125 ENB ENBRIDGE INC Energy 4,049.0 $219K 0.01% NEW $54.21 -7.7%
126 SPTM SPDR SERIES TRUST 2,409.0 $219K 0.01% NEW $90.77 +2.8%
127 WMB WILLIAMS COS INC Energy 2,941.0 $219K 0.01% NEW $74.34 +0.3%
128 SIG SIGNET JEWELERS LIMITED Consumer Cyclical 2,521.0 $217K 0.01% NEW $86.18 -5.7%
129 FDEM FIDELITY COVINGTON TRUST 5,888.0 $214K 0.01% NEW $36.33 -0.4%
130 HWM HOWMET AEROSPACE INC Industrials 795.0 $214K 0.01% NEW $268.86 -1.4%
131 DFCF DIMENSIONAL ETF TRUST 5,045.0 $213K 0.01% NEW $42.21 -1.3%
132 TSEM TOWER SEMICONDUCTOR LTD Technology 814.0 $212K 0.01% NEW $260.64 -15.9%
133 AVIG AMERICAN CENTY ETF TR 5,100.0 $211K 0.01% NEW $41.41 -1.3%
134 IMCV ISHARES TR 2,280.0 $208K 0.01% NEW $91.38 +7.4%
135 TOTALENERGIES SE 2,666.0 $207K 0.01% NEW $77.76
136 VFH VANGUARD WORLD FD 1,572.0 $207K 0.01% NEW $131.60 +7.6%
137 LMUB ISHARES TR 3,988.0 $204K 0.01% NEW $51.22 -3.6%
138 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 11,246.0 $195K 0.01% NEW $17.35 -3.7%
139 BBN BLACKROCK TAX MUNICPAL BD TR Financial Services 11,283.0 $182K 0.01% NEW $16.17 -1.7%
140 BTAL AGF INVTS TR 14,360.0 $160K 0.01% NEW $11.15 +8.3%
Page 7 of 8  ·  146 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%