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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 11 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 MUB ISHARES TR 19,379.0 $2.1M 0.10% -2K -9.8% $107.62 -2.1%
202 ABT ABBOTT LABORATORIES Healthcare 22,578.0 $2.0M 0.10% -2K -8.6% $90.74 +22.9%
203 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 440,654.0 $2.0M 0.10% $4.62 -26.8%
204 BAC BANK OF AMER CORP Financial Services 35,676.0 $2.0M 0.10% -33K -48.1% $56.98 +7.4%
205 DYNF BLACKROCK ETF TRUST 29,689.0 $2.0M 0.10% -33K -52.5% $68.01 +2.5%
206 WM WASTE MGMT INC DEL Industrials 9,015.0 $2.0M 0.10% +3K +50.9% $222.87 -2.3%
207 UNP UNION PAC CORP Industrials 7,364.0 $2.0M 0.10% -346.0 -4.5% $272.00 +13.1%
208 AA ALCOA CORP Basic Materials 38,388.0 $2.0M 0.10% +29K +298.8% $52.14 -1.8%
209 TMO THERMO FISHER SCIENTIFIC INC Healthcare 3,953.0 $2.0M 0.10% -443.0 -10.1% $501.39 +25.8%
210 XYL XYLEM INC Industrials 16,728.0 $2.0M 0.10% NEW $118.21 -4.7%
211 CLOA BLACKROCK ETF TRUST II 37,958.0 $2.0M 0.10% +27K +243.1% $51.91 +0.1%
212 DVY ISHARES TR 12,597.0 $2.0M 0.10% -828.0 -6.2% $156.30 +4.8%
213 XLI SELECT SECTOR SPDR TR 10,576.0 $2.0M 0.10% -13K -55.6% $185.24 -3.5%
214 PAAA PGIM ETF TR 38,158.0 $2.0M 0.10% +27K +239.5% $51.27 +0.4%
215 ARKF ARK ETF TR 48,242.0 $1.9M 0.10% -4K -8.2% $39.46 +19.2%
216 IAU ISHARES GOLD TR Financial Services 24,904.0 $1.9M 0.09% +6K +33.4% $75.51 +14.7%
217 ARKK ARK ETF TR 23,244.0 $1.9M 0.09% -1K -6.0% $80.82 +8.2%
218 PDBC INVESCO ACTVELY MNGD ETC FD 118,266.0 $1.9M 0.09% +64K +118.0% $15.88 +16.0%
219 NXT NEXTPOWER INC Technology 15,370.0 $1.8M 0.09% NEW $119.14 -24.8%
220 AVLV AMERICAN CENTY ETF TR 20,076.0 $1.8M 0.09% NEW $91.21 +3.0%
Page 11 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%