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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 14 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 FENI FIDELITY COVINGTON TRUST 34,919.0 $1.4M 0.07% +14K +69.2% $40.13 +3.5%
262 BMY BRISTOL-MYERS SQUIBB CO Healthcare 24,139.0 $1.4M 0.07% +12K +101.3% $57.62 +16.2%
263 IJJ ISHARES TR 9,391.0 $1.4M 0.07% -411.0 -4.2% $147.73 +0.3%
264 BLV VANGUARD BD INDEX FDS 19,974.0 $1.4M 0.07% +2K +8.2% $68.93 -3.3%
265 IEI ISHARES TR 11,716.0 $1.4M 0.07% $117.45 -0.7%
266 SOFI SOFI TECHNOLOGIES INC Financial Services 76,564.0 $1.4M 0.07% +18K +31.0% $17.93 +7.0%
267 DGRO ISHARES TR 18,096.0 $1.4M 0.07% +268.0 +1.5% $75.79 +4.6%
268 SCHM SCHWAB STRATEGIC TR 37,094.0 $1.4M 0.07% +7K +22.0% $36.87 -2.3%
269 WTAI WISDOMTREE TR 28,709.0 $1.4M 0.07% +415.0 +1.5% $47.47 -12.1%
270 VGK VANGUARD INTL EQUITY INDEX F 15,270.0 $1.4M 0.07% +8K +105.8% $88.54 +4.2%
271 IGSB ISHARES TR 25,501.0 $1.3M 0.07% +5K +22.3% $52.41 -0.4%
272 VT VANGUARD INTL EQUITY INDEX F 8,499.0 $1.3M 0.07% +6K +302.2% $156.96 +2.9%
273 ARKG ARK ETF TR 31,704.0 $1.3M 0.07% NEW $42.06 +18.6%
274 MFC MANULIFE FINL CORP Financial Services 32,840.0 $1.3M 0.07% +2K +7.3% $40.51 +6.5%
275 ESGV VANGUARD WORLD FD 10,036.0 $1.3M 0.07% +8K +333.9% $132.25 +3.5%
276 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 95,617.0 $1.3M 0.07% -44K -31.6% $13.83 +6.9%
277 MTUM ISHARES TR 3,838.0 $1.3M 0.07% +2K +104.6% $342.82 -11.3%
278 JCI JOHNSON CONTROLS INTERNATION Industrials 9,000.0 $1.3M 0.07% +79.0 +0.9% $146.11 -2.7%
279 SCHC SCHWAB STRATEGIC TR 27,037.0 $1.3M 0.07% +1K +4.7% $48.12 +7.8%
280 VOX VANGUARD WORLD FD 7,072.0 $1.3M 0.07% -296.0 -4.0% $183.96 +1.2%
Page 14 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%