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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 24 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 VGSR MANAGER DIRECTED PORTFOLIOS 41,504.0 $473K 0.02% +1K +2.6% $11.38 +0.6%
462 JEPQ J P MORGAN EXCHANGE TRADED F 7,687.0 $472K 0.02% NEW $61.46 -1.9%
463 DXUV DIMENSIONAL ETF TRUST 7,072.0 $470K 0.02% +2K +43.2% $66.50 +5.1%
464 MCO MOODYS CORP Financial Services 1,031.0 $467K 0.02% NEW $453.01 +12.4%
465 RIO RIO TINTO PLC Basic Materials 4,895.0 $465K 0.02% -1K -21.7% $94.93 +10.4%
466 JEPI J P MORGAN EXCHANGE TRADED F 8,168.0 $461K 0.02% NEW $56.48 +2.4%
467 KIE SPDR SERIES TRUST 7,529.0 $459K 0.02% NEW $60.99 +4.4%
468 SCJ ISHARES INC 4,335.0 $457K 0.02% -7K -62.8% $105.32 +3.8%
469 ORA ORMAT TECHNOLOGIES INC Utilities 4,192.0 $457K 0.02% NEW $108.90 -3.6%
470 ALAB ASTERA LABS INC Technology 931.0 $450K 0.02% -859.0 -48.0% $483.02 -37.0%
471 SHV ISHARES TR 4,061.0 $448K 0.02% +1K +51.1% $110.35 +0.0%
472 KMI KINDER MORGAN INC DEL Energy 13,954.0 $446K 0.02% -486.0 -3.4% $31.97 -1.3%
473 IUSG ISHARES TR 2,342.0 $441K 0.02% -3K -56.5% $188.11 +2.3%
474 TLH ISHARES TR 4,386.0 $440K 0.02% -6K -56.2% $100.35 -2.7%
475 BKNG BOOKING HOLDINGS INC Consumer Cyclical 2,458.0 $438K 0.02% +2K +3362.0% $178.26 +13.6%
476 SPMD SPDR SERIES TRUST 6,459.0 $436K 0.02% $67.56 -0.6%
477 HALO HALOZYME THERAPEUTICS INC Healthcare 5,530.0 $433K 0.02% $78.27 +36.6%
478 IXJ ISHARES TR 4,398.0 $433K 0.02% -747.0 -14.5% $98.38 +6.9%
479 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 88,454.0 $428K 0.02% -15K -14.2% $4.84 +17.6%
480 PDP INVESCO EXCHANGE TRADED FD T 2,807.0 $426K 0.02% -370.0 -11.7% $151.73 -9.6%
Page 24 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%