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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 33 of 35  ·  684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 FBCG FIDELITY COVINGTON TRUST 3,646.0 $226K 0.01% NEW $62.11 -1.1%
642 HYBL SSGA ACTIVE TR 8,062.0 $225K 0.01% NEW $27.95 +0.4%
643 ALK ALASKA AIR GROUP INC Industrials 4,266.0 $223K 0.01% NEW $52.20 -17.6%
644 BLACKROCK ETF TRUST 8,658.0 $222K 0.01% NEW $25.62
645 FDRR FIDELITY COVINGTON TRUST 3,418.0 $222K 0.01% -2K -32.7% $64.87 +6.9%
646 SNDK SANDISK CORP Technology 97.0 $220K 0.01% NEW $2271.09 -34.0%
647 ENB ENBRIDGE INC Energy 4,049.0 $219K 0.01% NEW $54.21 -7.1%
648 SPTM SPDR SERIES TRUST 2,409.0 $219K 0.01% NEW $90.77 +2.4%
649 WMB WILLIAMS COS INC Energy 2,941.0 $219K 0.01% NEW $74.34 +0.1%
650 SIG SIGNET JEWELERS LIMITED Consumer Cyclical 2,521.0 $217K 0.01% NEW $86.18 -2.8%
651 EMXC ISHARES INC 2,116.0 $216K 0.01% -4K -64.5% $102.30 -4.0%
652 FELC FIDELITY COVINGTON TRUST 5,109.0 $214K 0.01% -1K -21.4% $41.91 +3.8%
653 FDEM FIDELITY COVINGTON TRUST 5,888.0 $214K 0.01% NEW $36.33 -0.2%
654 HWM HOWMET AEROSPACE INC Industrials 795.0 $214K 0.01% NEW $268.86 +0.2%
655 DFCF DIMENSIONAL ETF TRUST 5,045.0 $213K 0.01% NEW $42.21 -1.2%
656 TSEM TOWER SEMICONDUCTOR LTD Technology 814.0 $212K 0.01% NEW $260.64 -15.1%
657 AVIG AMERICAN CENTY ETF TR 5,100.0 $211K 0.01% NEW $41.41 -1.2%
658 IMCV ISHARES TR 2,280.0 $208K 0.01% NEW $91.38 +7.7%
659 TOTALENERGIES SE 2,666.0 $207K 0.01% NEW $77.76
660 VFH VANGUARD WORLD FD 1,572.0 $207K 0.01% NEW $131.60 +8.1%
Page 33 of 35  ·  684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%