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Portfolio (Quarterly) Guide ↗

FLAGSHIP HARBOR ADVISORS, LLC

· CIK 0001691766
13F Portfolio $2.1B AUM 2,281 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1532 New 233 Added 450 Reduced 55 Exited
Page 114 of 114  ·  2,280 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2261 MMU WESTERN ASSET Financial Services 3.0 $38.0 NEW $12.67 -20.1%
2262 EBS EMERGENT BIOSOLUTIONS Healthcare 2.0 $25.0 NEW $12.50 -34.3%
2263 AMC ENTERTAINMENT 14.0 $22.0 NEW $1.57
2264 PSEC PROSPECT CAPITAL Financial Services 8.0 $21.0 NEW $2.62 -17.0%
2265 GAMESTOP CORP 1.0 $20.0 NEW $20.00
2266 CNTY CENTURY CASINOS Consumer Cyclical 12.0 $16.0 NEW $1.33 +3.5%
2267 GAMESTOP CORP 5.0 $15.0 NEW $3.00
2268 VICARIOUS SURGICAL 6.0 $13.0 NEW $2.17
2269 WORKHORSE GROUP 2.0 $10.0 NEW $5.00
2270 BARNES & NOBLE 1.0 $9.0 NEW $9.00
2271 GRACE THERAPEUTICS 2.0 $7.0 NEW $3.50
2272 CHARGEPOINT HOLDINGS 1.0 $7.0 NEW $7.00
2273 OPENDOOR TECHNOLOGIES 4.0 $4.0 NEW $1.00
2274 TON STRATEGY 2.0 $4.0 NEW $2.00
2275 AHT ASHFORD HOSPITALITY Real Estate 1.0 $4.0 NEW $4.00 -27.7%
2276 OPENDOOR TECHNOLOGIES 4.0 $2.0 NEW $0.50
2277 OPENDOOR TECHNOLOGIES 4.0 $2.0 NEW $0.50
2278 FFAI FARADAY FUTURE Consumer Cyclical 1.0 $1.0 NEW $1.00 -64.0%
2279 HCWC HEALTHY CHOICE Consumer Defensive 2.0 $1.0 NEW $0.50 -46.0%
2280 PALL ABRDN PHYSICAL Financial Services NEW
Page 114 of 114  ·  2,280 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.4%
Technology 27.9%
Consumer Cyclical 10.7%
Communication Services 9.2%
Healthcare 8.1%
Industrials 5.3%
Consumer Defensive 3.6%
Energy 3.5%
Utilities 1.4%
Basic Materials 1.1%