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Portfolio (Quarterly) Guide ↗

LEVEL FOUR ADVISORY SERVICES, LLC

· CIK 0001696715
13F Portfolio $3.0B AUM 866 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 65 New 425 Added 274 Reduced 41 Exited
Page 44 of 44  ·  866 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 TMC TMC THE METALS COMPANY INC Basic Materials 13,305.0 $62K 0.00% +2K +17.3% $4.67 +16.1%
862 MNKD MANNKIND CORP Healthcare 21,098.0 $52K 0.00% +4K +21.7% $2.45 +26.1%
863 PSEC PROSPECT CAP CORP Financial Services 18,176.0 $47K 0.00% $2.61 -16.5%
864 BBAI BIGBEAR AI HLDGS INC Technology 11,914.0 $42K 0.00% -703.0 -5.6% $3.52 +11.4%
865 OCGN OCUGEN INC Healthcare 17,000.0 $31K 0.00% -2K -10.5% $1.81 -23.2%
866 ACTINIUM PHARMACEUTICALS INC 10,000.0 $10K $1.00
Page 44 of 44  ·  866 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 19.3%
Industrials 10.0%
Consumer Cyclical 9.1%
Healthcare 8.9%
Communication Services 6.9%
Consumer Defensive 6.6%
Energy 6.5%
Utilities 2.8%
Real Estate 1.3%