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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 22 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 FLR FLUOR CORP NEW Industrials 143,124.0 $6.0M 0.05% NEW $42.07 +10.0%
422 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 33,500.0 $6.0M 0.05% NEW $178.73 -27.6%
423 RGTI PUT RIGETTI COMPUTING INC Technology 200,000.0 $6.0M 0.05% NEW $29.79 -17.1%
424 GXO CALL GXO LOGISTICS INCORPORATED Industrials 112,500.0 $6.0M 0.05% NEW $52.89 -9.8%
425 CALL PAGAYA TECHNOLOGIES LTD 200,000.0 $5.9M 0.05% NEW $29.69
426 KRC CALL KILROY RLTY CORP Real Estate 140,000.0 $5.9M 0.05% NEW $42.25 -18.5%
427 ICLN ISHARES TR 380,000.0 $5.9M 0.05% NEW $15.48 +48.8%
428 NXE CALL NEXGEN ENERGY LTD Energy 656,600.0 $5.9M 0.05% NEW $8.95 +22.3%
429 CVE PUT CENOVUS ENERGY INC Energy 345,000.0 $5.9M 0.05% NEW $16.99 +70.9%
430 GLNG CALL GOLAR LNG LTD Energy 145,000.0 $5.9M 0.05% NEW $40.41 +26.5%
431 EYE CALL NATIONAL VISION HLDGS INC Consumer Cyclical 200,000.0 $5.8M 0.05% NEW $29.19 -41.7%
432 CRSP PUT CRISPR THERAPEUTICS AG Healthcare 90,000.0 $5.8M 0.04% NEW $64.81 -21.8%
433 FCX PUT FREEPORT-MCMORAN INC Basic Materials 148,300.0 $5.8M 0.04% NEW $39.22 +63.6%
434 AGI CALL ALAMOS GOLD INC NEW Basic Materials 166,400.0 $5.8M 0.04% NEW $34.86 +14.5%
435 PUT SPIRIT AEROSYSTEMS HLDGS INC 150,000.0 $5.8M 0.04% NEW $38.60
436 APG CALL API GROUP CORP Industrials 168,000.0 $5.8M 0.04% NEW $34.37 +22.7%
437 MDB MONGODB INC Technology 18,600.0 $5.8M 0.04% NEW $310.38 -2.0%
438 CALL EXPAND ENERGY CORPORATION 54,200.0 $5.8M 0.04% NEW $106.24
439 KR PUT KROGER CO Consumer Defensive 85,000.0 $5.7M 0.04% NEW $67.41 -4.0%
440 TGTX PUT TG THERAPEUTICS INC Healthcare 158,600.0 $5.7M 0.04% NEW $36.12 +9.3%
Page 22 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%