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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $14.6B AUM 1,512 positions Filed Feb 17, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 578 New 387 Added 337 Reduced 673 Exited
Page 29 of 29  ·  578 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 NAT NORDIC AMERICAN TANKERS LIMI Industrials 20,512.0 $71K NEW $3.44 +57.0%
562 CGEM CALL CULLINAN THERAPEUTICS INC Healthcare 5,800.0 $60K NEW $10.35 +33.7%
563 DYN DYNE THERAPEUTICS INC Healthcare 2,500.0 $49K NEW $19.56 -11.2%
564 IVR INVESCO MORTGAGE CAPITAL INC Real Estate 5,099.0 $43K NEW $8.41 -6.4%
565 CALL VISTAGEN THERAPEUTICS INC 61,400.0 $41K NEW $0.66
566 MBOT CALL MICROBOT MED INC Healthcare 20,000.0 $40K NEW $2.00 -14.5%
567 AKBA AKEBIA THERAPEUTICS INC Healthcare 24,692.0 $40K NEW $1.61 -36.6%
568 FORR FORRESTER RESH INC Industrials 4,834.0 $39K NEW $8.12 -16.7%
569 UWMC PUT UWM HOLDINGS CORPORATION Financial Services 8,800.0 $39K NEW $4.38 -29.5%
570 STUBHUB HLDGS INC 2,726.0 $37K NEW $13.53
571 BED BATH & BEYOND INC 47,824.0 $32K NEW $0.66
572 ASTL ALGOMA STL GROUP INC Basic Materials 7,456.0 $31K NEW $4.10 +15.4%
573 RITHM PPTY TR INC 1,422.0 $24K NEW $16.58
574 UAMY UNITED STATES ANTIMONY CORP Basic Materials 3,000.0 $15K NEW $5.02 +67.7%
575 VISTAGEN THERAPEUTICS INC 16,770.0 $11K NEW $0.66
576 SIBN SI-BONE INC Healthcare 422.0 $8K NEW $19.72 -25.6%
577 TH TARGET HOSPITALITY CORP Industrials 356.0 $3K NEW $8.01 +123.4%
578 LUMINAR TECHNOLOGIES INC 5,341.0 $427.0 NEW $0.08
Page 29 of 29  ·  578 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Consumer Cyclical 18.3%
Healthcare 14.6%
Communication Services 11.8%
Financial Services 7.3%
Energy 4.3%
Industrials 3.7%
Basic Materials 2.6%
Consumer Defensive 2.2%
Utilities 1.2%