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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 42 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 QIAGEN NV 48,000.0 $2.1M 0.02% NEW $44.68
822 LRCX LAM RESEARCH CORP Technology 16,000.0 $2.1M 0.02% NEW $133.90 +138.2%
823 TAN CALL INVESCO EXCH TRADED FD TR II 49,000.0 $2.1M 0.02% NEW $43.63 +61.6%
824 CYRX CALL CRYOPORT INC Industrials 225,200.0 $2.1M 0.02% NEW $9.48 +47.9%
825 CAVA CAVA GROUP INC Consumer Cyclical 35,300.0 $2.1M 0.02% NEW $60.41 +36.1%
826 EQX PUT EQUINOX GOLD CORP Basic Materials 190,000.0 $2.1M 0.02% NEW $11.22 +9.0%
827 ULS CALL UL SOLUTIONS INC Industrials 30,000.0 $2.1M 0.02% NEW $70.86 +42.0%
828 ULS PUT UL SOLUTIONS INC Industrials 30,000.0 $2.1M 0.02% NEW $70.86 +42.0%
829 ALLY CALL ALLY FINL INC Financial Services 54,000.0 $2.1M 0.02% NEW $39.20 +9.5%
830 GM GENERAL MTRS CO Consumer Cyclical 34,600.0 $2.1M 0.02% NEW $60.97 +38.0%
831 OCUL PUT OCULAR THERAPEUTIX INC Healthcare 180,000.0 $2.1M 0.02% NEW $11.69 -26.9%
832 ING CALL ING GROEP N.V. Financial Services 80,000.0 $2.1M 0.02% NEW $26.08 +19.2%
833 NTLA PUT INTELLIA THERAPEUTICS INC Healthcare 120,000.0 $2.1M 0.02% NEW $17.27 -22.2%
834 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 66,760.0 $2.0M 0.02% NEW $30.70 +35.8%
835 KOS PUT KOSMOS ENERGY LTD Energy 1,232,100.0 $2.0M 0.02% NEW $1.66 +60.8%
836 WBS WEBSTER FINL CORP Financial Services 34,371.0 $2.0M 0.02% NEW $59.44 +22.4%
837 CART MAPLEBEAR INC Consumer Cyclical 55,542.0 $2.0M 0.02% NEW $36.76 +10.0%
838 SMG SCOTTS MIRACLE-GRO CO Basic Materials 35,797.0 $2.0M 0.02% NEW $56.95 +7.3%
839 USA RARE EARTH INC 282,097.0 $2.0M 0.02% NEW $7.22
840 VKTX PUT VIKING THERAPEUTICS INC Healthcare 76,900.0 $2.0M 0.02% NEW $26.28 +20.5%
Page 42 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%