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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $14.6B AUM 1,512 positions Filed Feb 17, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 578 New 387 Added 337 Reduced 673 Exited
Page 12 of 76  ·  1,512 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 ASTRAZENECA PLC 177,900.0 $16.4M 0.11% +93K +109.5% $91.93
222 ACLX CALL ARCELLX INC Healthcare 250,000.0 $16.3M 0.11% NEW $65.20 +76.5%
223 MP PUT MP MATERIALS CORP Basic Materials 321,000.0 $16.2M 0.11% +86K +36.3% $50.52 +26.4%
224 STOK CALL STOKE THERAPEUTICS INC Healthcare 502,100.0 $15.9M 0.11% $31.74 -2.9%
225 ARWR CALL ARROWHEAD PHARMACEUTICALS IN Healthcare 239,900.0 $15.9M 0.11% NEW $66.39 +14.2%
226 PUT SOLENO THERAPEUTICS INC 342,500.0 $15.9M 0.11% -674K -66.3% $46.30
227 BKD PUT BROOKDALE SR LIVING INC Healthcare 1,469,500.0 $15.9M 0.11% +570K +63.3% $10.79 +23.5%
228 ANIP PUT ANI PHARMACEUTICALS INC Healthcare 200,000.0 $15.8M 0.11% NEW $78.94 +4.2%
229 APOS CALL APOLLO GLOBAL MGMT INC Financial Services 108,000.0 $15.6M 0.11% +105K +3500.0% $144.76 -81.9%
230 IDYA CALL IDEAYA BIOSCIENCES INC Healthcare 450,000.0 $15.6M 0.11% NEW $34.57 -15.9%
231 OSCR CALL OSCAR HEALTH INC Healthcare 1,079,100.0 $15.5M 0.11% -280K -20.6% $14.37 +53.0%
232 BBIO PUT BRIDGEBIO PHARMA INC Healthcare 200,000.0 $15.3M 0.10% +50K +33.3% $76.49 -12.5%
233 RKT CALL ROCKET COS INC Financial Services 788,900.0 $15.3M 0.10% +432K +121.3% $19.36 -27.5%
234 PTGX CALL PROTAGONIST THERAPEUTICS INC Healthcare 174,800.0 $15.3M 0.10% +157K +871.1% $87.34 +14.7%
235 QURE CALL UNIQURE NV Healthcare 635,000.0 $15.2M 0.10% +254K +66.7% $23.93 +3.8%
236 APLS CALL APELLIS PHARMACEUTICALS INC Healthcare 602,700.0 $15.1M 0.10% $25.12 +63.3%
237 U PUT UNITY SOFTWARE INC Technology 340,000.0 $15.0M 0.10% NEW $44.17 -38.6%
238 LUNR CALL INTUITIVE MACHINES INC Industrials 923,000.0 $15.0M 0.10% +123K +15.4% $16.23 +169.1%
239 OKE PUT ONEOK INC NEW Energy 203,500.0 $15.0M 0.10% +85K +71.3% $73.50 +24.6%
240 PUT ANGLOGOLD ASHANTI PLC 175,000.0 $14.9M 0.10% +105K +149.3% $85.28
Page 12 of 76  ·  1,512 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Consumer Cyclical 18.3%
Healthcare 14.6%
Communication Services 11.8%
Financial Services 7.3%
Energy 4.3%
Industrials 3.7%
Basic Materials 2.6%
Consumer Defensive 2.2%
Utilities 1.2%