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Portfolio (Quarterly) Guide ↗

AUA CAPITAL MANAGEMENT, LLC

· CIK 0001706915
13F Portfolio $199M AUM 80 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 15 Added 5 Reduced 2 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY SPDR S&P 500 ETF TR Financial Services 84,643.0 $57.7M 28.95% +2K +3.0% $681.92 +8.9%
2 EFA ISHARES TR 114,172.0 $11.0M 5.50% +2K +1.6% $96.03 +8.5%
3 AAPL APPLE INC Technology 36,713.0 $10.0M 5.00% +18K +98.6% $271.86 +12.2%
4 AMZN AMAZON COM INC Consumer Cyclical 35,024.0 $8.1M 4.05% +8K +29.9% $230.82 +16.3%
5 MO ALTRIA GROUP INC Consumer Defensive 92,369.0 $5.3M 2.67% +46K +99.0% $57.66 +27.8%
6 VTV VANGUARD INDEX FDS 22,824.0 $4.4M 2.19% +7K +40.1% $190.99 +9.4%
7 XLK SELECT SECTOR SPDR TR 30,134.0 $4.3M 2.18% +15K +100.0% $143.97 +24.1%
8 META META PLATFORMS INC Communication Services 6,248.0 $4.1M 2.07% +528.0 +9.2% $660.09 -8.0%
9 MSFT MICROSOFT CORP Technology 7,959.0 $3.8M 1.93% +753.0 +10.4% $483.62 -13.3%
10 IJH ISHARES TR 55,170.0 $3.6M 1.83% +9K +20.0% $66.00 +10.5%
11 IJR ISHARES TR 19,397.0 $2.3M 1.17% +5K +37.4% $120.18 +13.4%
12 MA MASTERCARD INCORPORATED Financial Services 4,029.0 $2.3M 1.15% +728.0 +22.1% $570.88 -12.5%
13 JPM JPMORGAN CHASE & CO. Financial Services 4,898.0 $1.6M 0.79% +2K +46.6% $322.22 -6.0%
14 BERKSHIRE HATHAWAY INC DEL 1,565.0 $787K 0.39% +195.0 +14.2% $502.65
15 CVX CHEVRON CORP NEW Energy 3,915.0 $597K 0.30% +2K +66.5% $152.41 +25.3%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 57.5%
Technology 12.5%
Communication Services 8.6%
Consumer Cyclical 8.1%
Consumer Defensive 6.7%
Healthcare 2.2%
Industrials 2.1%
Basic Materials 1.3%
Energy 1.0%