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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 13 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 SPLV INVESCO EXCH TRADED FD TR II 3,822.0 $280K 0.03% -550.0 -12.6% $73.14 +0.8%
242 PWV INVESCO EXCHANGE TRADED FD T 3,962.0 $276K 0.03% -132.0 -3.2% $69.72 +6.1%
243 EIX EDISON INTL Utilities 3,767.0 $276K 0.03% -27.0 -0.7% $73.18 -2.0%
244 USMV ISHARES TR 2,972.0 $276K 0.03% -728.0 -19.7% $92.74 +3.7%
245 VONG VANGUARD SCOTTSDALE FDS 2,491.0 $273K 0.03% -727.0 -22.6% $109.69 +17.8%
246 HAL HALLIBURTON CO Energy 7,005.0 $273K 0.03% -2K -20.0% $38.99 +2.3%
247 SOFI SOFI TECHNOLOGIES INC Financial Services 17,154.0 $272K 0.03% -14K -45.1% $15.88 +2.2%
248 PPG PPG INDS INC Basic Materials 2,548.0 $272K 0.03% -777.0 -23.4% $106.88 +5.6%
249 WAB WABTEC Industrials 1,046.0 $261K 0.03% -44.0 -4.0% $249.91 +4.0%
250 AGG ISHARES TR 2,608.0 $259K 0.03% -45.0 -1.7% $99.27 -0.5%
251 NHS NEUBERGER HIGH YIELD ST FD I Financial Services 39,913.0 $259K 0.03% -2K -5.7% $6.48 -2.5%
252 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 7,016.0 $258K 0.03% -67.0 -0.9% $36.75 +13.5%
253 FNDA SCHWAB STRATEGIC TR 7,908.0 $256K 0.03% -3K -26.9% $32.43 +11.9%
254 SYY SYSCO CORP Consumer Defensive 3,549.0 $253K 0.03% -153.0 -4.1% $71.33 +5.7%
255 UI UBIQUITI INC Technology 320.0 $253K 0.03% -205.0 -39.0% $790.29 -22.6%
256 PCY INVESCO EXCH TRADED FD TR II 12,061.0 $252K 0.03% -652.0 -5.1% $20.90 +2.6%
257 BKH BLACK HILLS CORP Utilities 3,628.0 $252K 0.03% -95.0 -2.5% $69.42 +7.0%
258 BBIN J P MORGAN EXCHANGE TRADED F 3,428.0 $251K 0.03% -404.0 -10.5% $73.12 +7.5%
259 SNY SANOFI SA Healthcare 5,167.0 $249K 0.03% -555.0 -9.7% $48.18 -7.7%
260 METL SPROTT FDS TR 9,159.0 $246K 0.03% -2K -14.7% $26.89 +9.2%
Page 13 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%