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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 7 of 20  ·  389 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SOFI SOFI TECHNOLOGIES INC Financial Services 88,436.0 $1.6M 0.08% +1K +1.6% $18.43 +2.1%
122 JFR NUVEEN FLOATING RATE INCOME Financial Services 208,325.0 $1.6M 0.08% +40K +23.5% $7.69 -1.3%
123 AXP AMERICAN EXPRESS CO Financial Services 4,395.0 $1.5M 0.07% +344.0 +8.5% $344.92 -2.5%
124 AIQ GLOBAL X FDS 22,984.0 $1.5M 0.07% +18K +369.8% $65.34 -3.7%
125 BND VANGUARD BD INDEX FDS 20,539.0 $1.5M 0.07% +11K +109.8% $73.11 -0.6%
126 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 4,817.0 $1.5M 0.07% +183.0 +4.0% $311.38 -6.4%
127 DFAU DIMENSIONAL ETF TRUST 28,670.0 $1.5M 0.07% +3K +13.2% $51.69 +2.5%
128 GRID FIRST TR EXCHANGE-TRADED FD 7,675.0 $1.5M 0.07% +2K +26.1% $191.13 -6.2%
129 VNQ VANGUARD INDEX FDS 15,001.0 $1.5M 0.07% +394.0 +2.7% $96.82 +2.6%
130 RGTI RIGETTI COMPUTING INC Technology 76,248.0 $1.4M 0.07% +27K +53.7% $18.76 -10.0%
131 VBK VANGUARD INDEX FDS 3,871.0 $1.4M 0.07% +200.0 +5.5% $364.26 -2.5%
132 BSJQ INVESCO EXCH TRD SLF IDX FD 61,432.0 $1.4M 0.07% +8K +14.2% $22.95 -0.2%
133 DJUL FIRST TR EXCHNG TRADED FD VI 27,620.0 $1.4M 0.07% +446.0 +1.6% $50.16 +1.9%
134 VLUE ISHARES TR 6,950.0 $1.4M 0.07% +5K +322.2% $198.81 +1.0%
135 USB US BANCORP Financial Services 22,390.0 $1.4M 0.07% +521.0 +2.4% $60.51 +3.2%
136 ED CONSOLIDATED EDISON INC Utilities 12,031.0 $1.3M 0.06% +2K +23.3% $110.91 -3.0%
137 INNOVATOR ETFS TRUST 49,628.0 $1.3M 0.06% +8K +19.3% $26.64
138 STRL STERLING INFRASTRUCTURE INC Industrials 1,623.0 $1.3M 0.06% +1K +179.3% $812.20 -40.2%
139 FXU FIRST TR EXCHANGE-TRADED FD 26,627.0 $1.3M 0.06% +6K +32.0% $49.30 -2.4%
140 DFEB FIRST TR EXCHNG TRADED FD VI 25,805.0 $1.3M 0.06% +672.0 +2.7% $50.49 +1.7%
Page 7 of 20  ·  389 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%