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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 113 New 369 Added 427 Reduced
Page 6 of 6  ·  113 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JOBY JOBY AVIATION INC Industrials 10,775.0 $89K 0.01% NEW $8.27 -12.4%
102 UGP ULTRAPAR PARTICIPACOES SA Energy 15,826.0 $89K 0.01% NEW $5.62 +18.1%
103 PFN PIMCO INCOME STRATEGY FD II Financial Services 12,266.0 $85K 0.01% NEW $6.90 +0.9%
104 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 19,000.0 $66K 0.00% NEW $3.45 +144.6%
105 WRN WESTERN COPPER & GOLD CORP Basic Materials 25,336.0 $64K 0.00% NEW $2.53 +2.5%
106 QMCO QUANTUM CORP Technology 12,480.0 $63K 0.00% NEW $5.03 +338.2%
107 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 12,644.0 $59K 0.00% NEW $4.67 -23.6%
108 ABEONA THERAPEUTICS INC 10,560.0 $48K 0.00% NEW $4.58
109 CRDL CARDIOL THERAPEUTICS INC Healthcare 30,000.0 $42K 0.00% NEW $1.40 +43.2%
110 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 16,402.0 $31K 0.00% NEW $1.89 -9.0%
111 NNOX NANO X IMAGING LTD Healthcare 12,800.0 $29K 0.00% NEW $2.27 -61.7%
112 XEROX HOLDINGS CORP 247,775.0 $22K 0.00% NEW $0.09
113 CYCLERION THERAPEUTICS INC 10,000.0 $16K 0.00% NEW $1.55
Page 6 of 6  ·  113 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.3%
Financial Services 21.1%
Consumer Cyclical 10.3%
Industrials 6.8%
Healthcare 6.2%
Energy 5.9%
Communication Services 5.3%
Consumer Defensive 3.7%
Utilities 2.1%
Real Estate 2.0%