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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 18 of 54  ·  1,070 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 FTXR FIRST TR EXCHANGE TRADED FD 25,069.0 $1.1M 0.06% -673.0 -2.6% $45.50 -2.5%
342 PSEC PROSPECT CAP CORP Financial Services 491,576.0 $1.1M 0.06% +23K +4.9% $2.32 -0.4%
343 INNOVATOR ETFS TRUST 36,134.0 $1.1M 0.06% -3K -8.2% $31.45
344 FDN FIRST TR EXCHANGE-TRADED FD 4,207.0 $1.1M 0.05% +37.0 +0.9% $269.17 +7.1%
345 FAPR FIRST TR EXCHNG TRADED FD VI 24,215.0 $1.1M 0.05% NEW $46.74 +1.8%
346 VCRB VANGUARD MALVERN FDS 14,585.0 $1.1M 0.05% +525.0 +3.7% $77.23 -1.2%
347 PVAL PUTNAM ETF TRUST 22,080.0 $1.1M 0.05% NEW $50.95 +7.0%
348 CLS CELESTICA INC Technology 3,077.0 $1.1M 0.05% +169.0 +5.8% $363.83 -15.5%
349 DAIO DATA I O CORP Technology 285,481.0 $1.1M 0.05% +18K +6.5% $3.88 -25.0%
350 TJX TJX COS INC NEW Consumer Cyclical 7,315.0 $1.1M 0.05% -2K -19.1% $151.41 -9.6%
351 VT VANGUARD INTL EQUITY INDEX F 7,046.0 $1.1M 0.05% +261.0 +3.9% $156.47 +2.8%
352 QMAR FIRST TR EXCHNG TRADED FD VI 29,522.0 $1.1M 0.05% NEW $37.21 +1.3%
353 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 2,025.0 $1.1M 0.05% $542.22 -4.7%
354 MDT MEDTRONIC PLC Healthcare 13,914.0 $1.1M 0.05% +4K +35.4% $78.88 +16.7%
355 OHI OMEGA HEALTHCARE INVS INC Real Estate 22,834.0 $1.1M 0.05% $47.80 -1.7%
356 PFF ISHARES TR 35,756.0 $1.1M 0.05% -588.0 -1.6% $30.48 +0.7%
357 NSC NORFOLK SOUTHN CORP Industrials 3,448.0 $1.1M 0.05% +85.0 +2.5% $315.80 +11.7%
358 VMBS VANGUARD SCOTTSDALE FDS 23,132.0 $1.1M 0.05% +3K +12.9% $46.59 -0.6%
359 FORTINET INC 6,849.0 $1.1M 0.05% +2K +44.9% $157.05
360 FIRST TR EXCHANGE TRADED FD 45,325.0 $1.1M 0.05% +14K +46.7% $23.72
Page 18 of 54  ·  1,070 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%