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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 50 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
981 UGP ULTRAPAR PARTICIPACOES SA Energy 15,826.0 $89K 0.01% NEW $5.62 +5.3%
982 PFN PIMCO INCOME STRATEGY FD II Financial Services 12,266.0 $85K 0.01% NEW $6.90 -0.9%
983 BRSP BRIGHTSPIRE CAPITAL INC Real Estate 14,974.0 $83K 0.00% +1K +8.7% $5.56 +2.5%
984 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 16,113.0 $77K 0.00% +559.0 +3.6% $4.78 +9.1%
985 BFLY BUTTERFLY NETWORK INC Healthcare 18,000.0 $74K 0.00% -1K -5.3% $4.09 -6.4%
986 XXI TWENTY ONE CAP INC Financial Services 11,145.0 $70K 0.00% -3K -22.9% $6.30 +25.5%
987 IGR CBRE GBL REAL ESTATE INC FD Financial Services 15,324.0 $67K 0.00% +209.0 +1.4% $4.39 +4.8%
988 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 19,000.0 $66K 0.00% NEW $3.45 +2.0%
989 WRN WESTERN COPPER & GOLD CORP Basic Materials 25,336.0 $64K 0.00% NEW $2.53 +17.3%
990 QMCO QUANTUM CORP Technology 12,480.0 $63K 0.00% NEW $5.03 +66.0%
991 EDAP EDAP TMS S A Healthcare 16,000.0 $60K 0.00% $3.72 +11.0%
992 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 12,644.0 $59K 0.00% NEW $4.67 -4.3%
993 VGZ VISTA GOLD CORP Basic Materials 29,500.0 $58K 0.00% +4K +15.7% $1.96 +16.8%
994 SJT SAN JUAN BASIN RTY TR Energy 10,500.0 $49K 0.00% $4.64 -8.8%
995 ABEONA THERAPEUTICS INC 10,560.0 $48K 0.00% NEW $4.58
996 HUMA HUMACYTE INC Healthcare 72,600.0 $44K 0.00% $0.61 +53.3%
997 CRDL CARDIOL THERAPEUTICS INC Healthcare 30,000.0 $42K 0.00% NEW $1.40 -5.7%
998 BDN BRANDYWINE RLTY TR Real Estate 12,692.0 $34K 0.00% -1K -8.0% $2.71 +10.3%
999 CIF MFS INTER HIGH INCOME FD Financial Services 20,073.0 $33K 0.00% $1.64 -1.2%
1000 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 16,402.0 $31K 0.00% NEW $1.89 -7.4%
Page 50 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%