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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $2.1B AUM 1,070 positions Filed Jul 29, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 153 New 389 Added 399 Reduced 94 Exited
Page 53 of 54  ·  1,070 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 PCF HIGH INCOME SECS FD Financial Services 19,495.0 $107K 0.01% +3K +18.6% $5.51 -1.4%
1042 ECC EAGLE POINT CR CO Financial Services 28,117.0 $105K 0.01% -44K -60.8% $3.73 +2.9%
1043 BBDC BARINGS BDC INC Financial Services 12,008.0 $104K 0.01% -500.0 -4.0% $8.63 +8.3%
1044 BGY BLACKROCK ENHANCED INTL DIV Financial Services 17,984.0 $103K 0.01% +1K +6.1% $5.72 +3.4%
1045 JOBY JOBY AVIATION INC Industrials 11,425.0 $101K 0.01% +650.0 +6.0% $8.86 -19.4%
1046 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 10,411.0 $96K 0.01% NEW $9.19 +1.3%
1047 UGP ULTRAPAR PARTICIPACOES SA Energy 15,826.0 $79K 0.00% $4.97 +29.6%
1048 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 16,694.0 $78K 0.00% +4K +32.0% $4.66 -26.7%
1049 PHK PIMCO HIGH INCOME FD Financial Services 16,511.0 $77K 0.00% NEW $4.66 -3.0%
1050 XEROX HOLDINGS CORP 251,475.0 $75K 0.00% +4K +1.5% $0.30
1051 IGR CBRE GBL REAL ESTATE INC FD Financial Services 15,954.0 $73K 0.00% +630.0 +4.1% $4.60 +1.5%
1052 MMT ABERDEEN MULTI-MARKET INCOME Financial Services 16,363.0 $72K 0.00% NEW $4.40 +0.9%
1053 BRSP BRIGHTSPIRE CAPITAL INC Real Estate 12,974.0 $71K 0.00% -2K -13.4% $5.47 -12.5%
1054 EDAP EDAP TMS S A Healthcare 13,500.0 $70K 0.00% -2K -15.6% $5.18 -8.2%
1055 HUMA HUMACYTE INC Healthcare 82,600.0 $64K 0.00% +10K +13.8% $0.78 -12.7%
1056 ABEONA THERAPEUTICS INC 10,560.0 $64K 0.00% $6.05
1057 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 11,222.0 $61K 0.00% NEW $5.47 -4.4%
1058 VGZ VISTA GOLD CORP Basic Materials 29,500.0 $56K 0.00% $1.91 +20.4%
1059 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 27,604.0 $49K 0.00% +11K +68.3% $1.77 -3.4%
1060 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 23,500.0 $44K 0.00% +9K +62.1% $1.88 -7.1%
Page 53 of 54  ·  1,070 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.4%
Consumer Cyclical 8.6%
Industrials 5.9%
Healthcare 5.7%
Communication Services 4.6%
Energy 3.6%
Consumer Defensive 3.2%
Basic Materials 2.2%
Utilities 1.9%