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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 4 of 5  ·  88 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 EDOW FIRST TR EXCHANGE-TRADED FD DOW 30 EQL WGT 5,000.0 $206K 0.00% NEW $41.30 +4.6%
62 CFG CITIZENS FINL GROUP INC COM Financial Services 3,532.0 $206K 0.00% NEW $58.42 +7.5%
63 MOAT VANECK ETF TRUST MRNGSTR WDE MOAT 1,991.0 $206K 0.00% NEW $103.56 -2.3%
64 TRGP TARGA RES CORP COM Energy 1,116.0 $206K 0.00% NEW $184.56 +46.7%
65 VKTX VIKING THERAPEUTICS INC COM Healthcare 5,825.0 $205K 0.00% NEW $35.18 -16.3%
66 IQVIA HLDGS INC COM 906.0 $204K 0.00% NEW $225.47
67 ONB OLD NATL BANCORP IND COM Financial Services 9,062.0 $202K 0.00% NEW $22.31 +6.8%
68 AES AES CORP COM Utilities 12,104.0 $174K 0.00% NEW $14.34 +2.4%
69 DNP DNP SELECT INCOME FD INC COM Financial Services 13,755.0 $137K 0.00% NEW $9.99 +8.3%
70 ANET CALL ARISTA NETWORKS INC COM SHS Technology 9,000.0 $117K 0.00% NEW $13.03 +1040.6%
71 VENTURE GLOBAL INC COM CL A 14,996.0 $102K 0.00% NEW $6.82
72 FRMI FERMI INC COM Utilities 10,525.0 $84K 0.00% NEW $8.00 -24.3%
73 HDSN HUDSON TECHNOLOGIES INC COM Basic Materials 11,794.0 $81K 0.00% NEW $6.85 -24.5%
74 RNW RENEW ENERGY GLOBAL PLC CL A SHS Utilities 12,370.0 $70K 0.00% NEW $5.65 -1.8%
75 TSLA CALL TESLA INC COM Consumer Cyclical 2,000.0 $67K 0.00% NEW $33.42 +1148.3%
76 COHR PUT COHERENT CORP COM Technology 2,400.0 $47K 0.00% NEW $19.50 +1838.5%
77 SEALSQ CORP ORD SHS 12,044.0 $46K 0.00% NEW $3.78
78 NFLX CALL NETFLIX INC COM Communication Services 20,000.0 $30K NEW $1.50 +5854.9%
79 CAPITAL SOUTHWEST CORP NOTE 5.125 11/1 30,000.0 $30K NEW $0.99
80 CRWD PUT CROWDSTRIKE HLDGS INC CL A Technology 200.0 $12K NEW $61.28 +957.7%
Page 4 of 5  ·  88 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%