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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 88 New 396 Added 414 Reduced 84 Exited
Page 15 of 21  ·  414 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 SHY ISHARES TR 1 3 YR TREAS BD 6,305.0 $522K 0.01% -2K -27.2% $82.83 -0.8%
282 PFG PRINCIPAL FINANCIAL GROUP IN COM Financial Services 5,919.0 $522K 0.01% -122.0 -2.0% $88.21 +16.6%
283 ES EVERSOURCE ENERGY COM Utilities 7,656.0 $515K 0.01% -768.0 -9.1% $67.33 +3.4%
284 LEN LENNAR CORP CL A Consumer Cyclical 4,924.0 $506K 0.01% -1K -20.4% $102.80 -13.6%
285 AON AON PLC SHS CL A Financial Services 1,430.0 $505K 0.01% -159.0 -10.0% $352.89 -8.1%
286 DRI DARDEN RESTAURANTS INC COM Consumer Cyclical 2,722.0 $501K 0.01% -140.0 -4.9% $184.02 +7.1%
287 ARCC ARES CAPITAL CORP COM Financial Services 24,745.0 $501K 0.01% -1K -4.3% $20.23 -7.4%
288 SYF SYNCHRONY FINANCIAL COM Financial Services 5,962.0 $497K 0.01% -320.0 -5.1% $83.42 -13.6%
289 MRSH MARSH & MCLENNAN COS INC COM Financial Services 2,664.0 $494K 0.01% -798.0 -23.1% $185.54 -11.0%
290 NET CLOUDFLARE INC CL A COM Technology 2,498.0 $492K 0.01% -2K -47.5% $197.15 +7.9%
291 RSPT INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 10,670.0 $486K 0.01% -252.0 -2.3% $45.51 +30.4%
292 SOLV SOLVENTUM CORP COM SHS Healthcare 6,127.0 $486K 0.01% -127.0 -2.0% $79.24 -3.9%
293 AGOX STARBOARD INVT TR ADAPTIVE ALPHA 16,721.0 $478K 0.01% -130.0 -0.8% $28.56 +17.7%
294 MSTR STRATEGY INC CL A NEW Technology 3,127.0 $475K 0.01% -2K -34.4% $151.95 +8.5%
295 CEF SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD AN Financial Services 10,319.0 $473K 0.01% -585.0 -5.4% $45.80 +4.7%
296 ED CONSOLIDATED EDISON INC COM Utilities 4,633.0 $460K 0.01% -145.0 -3.0% $99.32 +8.1%
297 SPOT SPOTIFY TECHNOLOGY S A SHS Communication Services 790.0 $459K 0.01% -171.0 -17.8% $580.71 -25.4%
298 ZTS ZOETIS INC CL A Healthcare 3,622.0 $456K 0.01% -49K -93.2% $125.83 -36.7%
299 NUE NUCOR CORP COM Basic Materials 2,750.0 $449K 0.01% -8K -74.2% $163.14 +38.8%
300 NAC NUVEEN CA QUALTY MUN INCOME COM Financial Services 37,780.0 $446K 0.01% -13K -25.6% $11.81 -0.7%
Page 15 of 21  ·  414 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 19.5%
Consumer Cyclical 9.5%
Industrials 8.5%
Communication Services 8.5%
Healthcare 8.0%
Consumer Defensive 5.5%
Energy 3.9%
Utilities 2.1%
Real Estate 1.1%