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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 79 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1561 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 13,626.0 $154K +10K +240.7% $11.28 +1.2%
1562 RYAN RYAN SPECIALTY HOLDINGS INC Financial Services 4,517.0 $152K +714.0 +18.8% $33.74 -2.1%
1563 WFRD WEATHERFORD INTL PLC Energy 1,603.0 $152K +1K +334.4% $94.58 +17.8%
1564 YDEC FIRST TR EXCHNG TRADED FD VI 5,763.0 $152K +560.0 +10.8% $26.30 +4.0%
1565 SXT SENSIENT TECHNOLOGIES CORP Basic Materials 1,750.0 $151K +466.0 +36.3% $86.48 +31.9%
1566 HTZ HERTZ GLOBAL HLDGS INC Industrials 32,379.0 $149K +2K +5.6% $4.61 +9.8%
1567 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 8,037.0 $149K +115.0 +1.4% $18.49 +17.6%
1568 ERIC TELEFONAKTIEBOLAGET LM ERICS Technology 13,179.0 $149K +2K +18.1% $11.27 +17.5%
1569 HMN HORACE MANN EDUCATORS CORP N Financial Services 3,470.0 $148K +2K +115.9% $42.69 +11.6%
1570 WLY WILEY JOHN & SONS INC Communication Services 3,879.0 $148K +497.0 +14.7% $38.10 +8.6%
1571 DDS DILLARDS INC Consumer Cyclical 258.0 $148K +210.0 +437.5% $572.11 -3.5%
1572 MATX MATSON INC Industrials 899.0 $148K +252.0 +39.0% $164.13 +11.3%
1573 BEN FRANKLIN RESOURCES INC Financial Services 6,189.0 $146K +2K +36.1% $23.62 +30.6%
1574 RIOT RIOT PLATFORMS INC Financial Services 11,761.0 $145K +8K +194.3% $12.36 +91.5%
1575 MBND SSGA ACTIVE TR 5,345.0 $145K +31.0 +0.6% $27.16 -0.3%
1576 IBDZ ISHARES TR 5,565.0 $145K +3K +93.2% $26.06 -0.7%
1577 SMOG VANECK ETF TRUST 1,044.0 $145K +41.0 +4.1% $138.76 +9.6%
1578 VCTR VICTORY CAP HLDGS INC DEL Financial Services 2,200.0 $144K +320.0 +17.0% $65.50 +27.7%
1579 ALT ALTIMMUNE INC Healthcare 46,370.0 $143K +3K +7.4% $3.08 -4.9%
1580 HCC WARRIOR MET COAL INC Energy 1,533.0 $143K +944.0 +160.3% $93.16 -8.3%
Page 79 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%